9 results
8-K
EX-3.1
Tate Capital Co
27 Jun 24
Unregistered Sales of Equity Securities
3:56pm
common control with such specified Person;
(d) any officer, director, trustee, partner, copartner or employee of such specified Person; and
(e … or the Trust, the Trustees or any officer, employee or agent of the Trust; to prosecute, defend, compromise or abandon any claims relating to the Trust
424B3
Tate Capital Co
27 Jun 24
Prospectus supplement
3:15pm
of Contents
Q:
Can I invest through my Individual Retirement Account (“IRA”), Simplified Employee Pension Plan (“SEP”) or other after-tax deferred account … to them.
Please be aware that in purchasing shares, custodians or directors of, or any other person providing advice to, employee pension benefit
10-K
2023 FY
Tate Capital Co
27 Mar 24
Annual report
7:14pm
officer’s compensation to median employee compensation.
In addition, the JOBS Act provides that an emerging growth company may take advantage … ) of the Exchange Act.
ERISA
We intend to conduct our affairs so that our assets should not be deemed to constitute “plan assets” under the Employee Retirement
10-K
2023 FY
EX-4.2
Tate Capital Co
27 Mar 24
Annual report
7:14pm
of the Company, serves or has served as a trustee, officer, partner or trustee of any corporation, partnership, joint venture, trust, employee benefit plan … was not the result of gross negligence or willful misconduct, in the case that the party seeking indemnification is trustee, officer, employee
DEF 14A
Tate Capital Co
15 Nov 23
Definitive proxy
3:20pm
, director, trustee, partner, copartner or employee of such specified Person; and
(e) if such specified Person is an investment company, any investment … , employee or agent of the Trust; to prosecute, defend, compromise or abandon any claims relating to the Trust Property or the Trust, or the Trustees
PRE 14A
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30 Oct 23
Preliminary proxy
5:13pm
8-K
EX-10.2
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25 Apr 23
Entry into a Material Definitive Agreement
4:14pm
8-K
EX-10.1
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25 Apr 23
Entry into a Material Definitive Agreement
4:14pm
10-12G
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17 Nov 22
Registration of securities
5:27pm
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