Filing search / Tate Capital Co / "Employee"

8-K

EX-10.1

Tate Capital Co

15 Oct 24

Entry into a Material Definitive Agreement

2:41pm

Regulations; Exchange Act Employee Benefit Plans Solvency Compliance with Statutes, Etc. Disclosure Sanctioned Persons; Anti-Corruption Laws; PATRIOT Act … of, or controlled by, or is under common control with, such Person or (b) any other Person who is a director, officer or employee (1) of such Person, (2) of any

8-K

EX-3.1

Tate Capital Co

16 Sep 24

Amendments to Articles of Incorporation or Bylaws

2:58pm

; (d) any officer, director, trustee, partner, copartner or employee of such specified Person; and (e) if such specified Person is an investment company … , employee or agent of the Trust; to prosecute, defend, compromise or abandon any claims relating to the Trust Property or the Trust, or the Trustees or any

8-K

EX-3.1

Tate Capital Co

27 Jun 24

Unregistered Sales of Equity Securities

3:56pm

common control with such specified Person; (d) any officer, director, trustee, partner, copartner or employee of such specified Person; and (e … or the Trust, the Trustees or any officer, employee or agent of the Trust; to prosecute, defend, compromise or abandon any claims relating to the Trust

424B3

Tate Capital Co

27 Jun 24

Prospectus supplement

3:15pm

of Contents Q: Can I invest through my Individual Retirement Account (“IRA”), Simplified Employee Pension Plan (“SEP”) or other after-tax deferred account … to them. Please be aware that in purchasing shares, custodians or directors of, or any other person providing advice to, employee pension benefit

10-K

2023 FY

Tate Capital Co

27 Mar 24

Annual report

7:14pm

officer’s compensation to median employee compensation. In addition, the JOBS Act provides that an emerging growth company may take advantage … ) of the Exchange Act. ERISA We intend to conduct our affairs so that our assets should not be deemed to constitute “plan assets” under the Employee Retirement

10-K

EX-4.2

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27 Mar 24

Annual report

7:14pm

DEF 14A

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15 Nov 23

Definitive proxy

3:20pm

PRE 14A

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30 Oct 23

Preliminary proxy

5:13pm

8-K

EX-10.2

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25 Apr 23

Entry into a Material Definitive Agreement

4:14pm

8-K

EX-10.1

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25 Apr 23

Entry into a Material Definitive Agreement

4:14pm

10-12G

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17 Nov 22

Registration of securities

5:27pm