7 results
8-K
EX-3.1
Tate Capital Co
16 Sep 24
Amendments to Articles of Incorporation or Bylaws
2:58pm
, Acquisition Expenses, and any other similar fees, however designated by the Board.
“Independent Expert” means a Person with no material current or prior … market value as determined by an Independent Expert. Notwithstanding anything to the contrary in this Section 6.1, the Advisor may purchase assets
8-K
EX-3.1
Tate Capital Co
27 Jun 24
Unregistered Sales of Equity Securities
3:56pm
and Offering Expenses, Acquisition Fees, Acquisition Expenses, and any other similar fees, however designated by the Board.
“Independent Expert” means … market value as determined by an Independent Expert. Notwithstanding anything to the contrary in this Section 6.1, the Advisor may purchase assets
424B3
Tate Capital Co
27 Jun 24
Prospectus supplement
3:15pm
compliance, risk and subject matter expert with over 30 years of regulatory and financial services experience. He serves as chief compliance officer or chief … at the SEC where he was an Industry Expert and Specialized Compliance Examiner in the Asset Management Unit (Enforcement Division) conducting enforcement
10-K
2023 FY
Tate Capital Co
27 Mar 24
Annual report
7:14pm
. MacCordy is a Director at ACA and an experienced compliance, risk and subject matter expert with over 30 years of regulatory and financial services … he worked four years at the SEC where he was an Industry Expert and Specialized Compliance Examiner in the Asset Management Unit (Enforcement Division
DEF 14A
Tate Capital Co
15 Nov 23
Definitive proxy
3:20pm
, and any other similar fees, however designated by the Board.
“Independent Expert” means a Person with no material current or prior business or personal … and at a price not to exceed the lesser of cost or fair market value as determined by an Independent Expert. Notwithstanding anything to the contrary
PRE 14A
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30 Oct 23
Preliminary proxy
5:13pm
10-12G
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17 Nov 22
Registration of securities
5:27pm
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