16 results
10-K
2023 FY
EX-3.1
New Mountain Guardian IV Unlevered BDC, L.L.C.
5 Mar 24
Annual report
3:25pm
to be an “Affiliate” of the Adviser for so long as such Key Person is an employee of the Adviser or any of its Affiliates. “Aggregate Committed Capital” shall … person who has served as a director, officer or employee of the Fund, the Adviser, each Key Person, and each of their respective Affiliates; each
10-K
2023 FY
New Mountain Guardian IV Unlevered BDC, L.L.C.
5 Mar 24
Annual report
3:25pm
has served as our director, officer or employee, the Investment Adviser and each of their respective affiliates and related parties, and each person … that these policies will prevent violations or other activities that could harm us. Employee misconduct may include binding us to transactions that exceed
10-K
2023 FY
EX-19.1
New Mountain Guardian IV Unlevered BDC, L.L.C.
5 Mar 24
Annual report
3:25pm
, officer or employee violates the insider trading prohibitions may be liable for a civil fine of up to the greater of $1 million or three times … of Policy It is the policy of the Company that no director, officer or employee (including a temporary employee) of the Company or the investment adviser
10-K
2023 FY
EX-14.1
New Mountain Guardian IV Unlevered BDC, L.L.C.
5 Mar 24
Annual report
3:25pm
means: (i) any director, officer, manager or employee of the Company or the Adviser, or any other person who occupies a similar position in or performs … requirements of Sections 13 or 15(d) of the 1934 Act. (K) “Investment Personnel” of the Company or the Adviser means: (i) any employee of the Company
10-12G/A
EX-10.2
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21 Jul 23
Registration of securities (amended)
9:00am
10-12G/A
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21 Jul 23
Registration of securities (amended)
9:00am
10-12G/A
EX-10.1
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21 Jul 23
Registration of securities (amended)
9:00am
10-12G/A
EX-4.1
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21 Jul 23
Registration of securities (amended)
9:00am
10-12G/A
EX-3.1
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21 Jul 23
Registration of securities (amended)
9:00am
8-K
EX-10.1
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6 Jul 23
Entry into a Material Definitive Agreement
4:10pm
10-12G
hgk26
22 May 23
Registration of securities
5:06pm
10-12G
EX-3.1
chmwdv00l
22 May 23
Registration of securities
5:06pm
10-12G
EX-10.1
4bb8rk i3v6xgh9
22 May 23
Registration of securities
5:06pm
10-12G
EX-4.1
skzgik z0irfyru0xozf
22 May 23
Registration of securities
5:06pm
10-12G
EX-10.2
kiopbn
22 May 23
Registration of securities
5:06pm
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