14 results
10-K
2023 FY
New Mountain Guardian IV Unlevered BDC, L.L.C.
5 Mar 24
Annual report
3:25pm
relating to:
organizational and offering expenses;
the investigation and monitoring of our investments;
the cost of calculating members' capital … diligence investigation that the Investment Adviser carries out with respect to any investment opportunity may not reveal or highlight all relevant
10-12G/A
New Mountain Guardian IV Unlevered BDC, L.L.C.
21 Jul 23
Registration of securities (amended)
9:00am
investigations. The due diligence investigation that the Adviser carries out with respect to any investment opportunity may not reveal or highlight all … relevant facts that may be necessary or helpful in evaluating such investment opportunity. Moreover, such an investigation will not necessarily result
10-12G/A
EX-10.6
New Mountain Guardian IV Unlevered BDC, L.L.C.
21 Jul 23
Registration of securities (amended)
9:00am
, or required in connection with any investigation, examination or inspection of the Company by state or federal regulatory agencies, to produce the records … to comply with any legal or regulatory proceeding, investigation, audit, examination, subpoena, civil investigative demand or other similar process, (d
10-12G/A
EX-10.4
New Mountain Guardian IV Unlevered BDC, L.L.C.
21 Jul 23
Registration of securities (amended)
9:00am
in connection with any investigation, examination or inspection of the Fund by state or federal regulatory agencies, to produce the records of the Fund … by the Disclosing Party in connection with this Agreement, (c) that is disclosed to comply with any legal or regulatory proceeding, investigation, audit
10-12G/A
EX-4.1
New Mountain Guardian IV Unlevered BDC, L.L.C.
21 Jul 23
Registration of securities (amended)
9:00am
and any investigation made by the Fund or the Adviser. The Investor Questionnaire, including, without limitation, the representations and warranties … . for the prevention, investigation or prosecution of criminal offences;
h. in connection with AML/KYC requirements; and
i. any relevant third-party
10-12G/A
EX-10.1
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21 Jul 23
Registration of securities (amended)
9:00am
10-12G/A
EX-10.2
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21 Jul 23
Registration of securities (amended)
9:00am
8-K
EX-10.1
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29 Jun 23
Entry into a Material Definitive Agreement
4:10pm
10-12G
EX-4.1
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22 May 23
Registration of securities
5:06pm
10-12G
EX-10.6
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22 May 23
Registration of securities
5:06pm
10-12G
EX-10.1
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22 May 23
Registration of securities
5:06pm
10-12G
EX-10.2
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22 May 23
Registration of securities
5:06pm
10-12G
EX-10.4
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22 May 23
Registration of securities
5:06pm
10-12G
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22 May 23
Registration of securities
5:06pm
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