Fsi is a fund manager in Cincinnati with $89.46 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Industry
Former names
Financial Stocks Inc
SEC CIK
IRS number
311437546
SEC advisor number
801-118286
FINRA CRD number
109478
AUM ?
$89.46 mm
(as of 21 Feb 20)
Accounts
3
(as of 21 Feb 20)
Employees
5
(3 investment advisory or research)
Address
Fsi
441 VINE STREET
SUITE 1300
CINCINNATI
OH 45202
441 VINE STREET
SUITE 1300
CINCINNATI
OH 45202
Office hours
Monday - Friday, 8:30 A.M.-5:30 P.M.
Phone
5132416166
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Stein, Steven, Neal | Manager, Chief Executive Officer | 05/1995 | < 5% |
Stein, John, Magrish | Manager, President, Chief Operating Officer & Chief Compliance Officer | 05/1995 | < 5% |
Fsi Group Holdings, Inc. | Member | 04/2008 | 10-25% |
Stein, Steven, Neal | Shareholder | 04/2008 | 50-75% |
Stein, John, Magrish | Shareholder | 04/2008 | 25-50% |
Winthrop & Valentine, Inc. | Member | 05/2017 | 25-50% |
5217 El, Inc. | Member | 05/2017 | 25-50% |
Stein, Steven, Neal | Shareholder | 05/2017 | > 75% |
Stein, John, Magrish | Shareholder | 05/2017 | > 75% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Fsi Group, LLC | $89.46 mm | |
Financial Stocks Limited Partnership | $80.16 mm | Hedge Fund |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
16 Oct 20
13F-HR
Quarterly holdings report by institutional manager
5 Aug 20
13F-HR
Quarterly holdings report by institutional manager
23 Apr 20
13F-HR
Quarterly holdings report by institutional manager
29 Jan 20
13F-HR
Quarterly holdings report by institutional manager
23 Oct 19
13F-HR
Quarterly holdings report by institutional manager
25 Jul 19
13F-HR
Quarterly holdings report by institutional manager
14 May 19
13F-HR
Quarterly holdings report by institutional manager
8 Feb 19
13F-HR
Quarterly holdings report by institutional manager
6 Nov 18
13F-HR
Quarterly holdings report by institutional manager
3 Aug 18