Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
14 Mar 24
N-CEN
Annual report (registered investment company)
14 Mar 23
N-CEN
Annual report (registered investment company)
14 Mar 22
N-CEN
Annual report (registered investment company)
12 Mar 21
N-CEN
Annual report (registered investment company)
13 Mar 20
EFFECT
Notice of effectiveness
3 Dec 19
EFFECT
Notice of effectiveness
3 Dec 19
EFFECT
Notice of effectiveness
3 Dec 19
EFFECT
Notice of effectiveness
3 Dec 19
EFFECT
Notice of effectiveness
3 Dec 19
EFFECT
Notice of effectiveness
3 Dec 19
EFFECT
Notice of effectiveness
3 Dec 19
EFFECT
Notice of effectiveness
3 Dec 19
AW
Withdrawal of amendment
19 Sep 19
CORRESP
Correspondence with SEC
5 Sep 19
CORRESP
Correspondence with SEC
22 Aug 19
CORRESP
Correspondence with SEC
15 Aug 19
N-CEN/A
Annual report (registered investment company) (amended)
19 Jun 19
NT N-CEN
Annual report, filed late (registered investment company)
27 Mar 19
NT-NCEN
Notice of inability to timely file Form N-CEN
18 Mar 19
UPLOAD
Letter from SEC
17 Dec 14
EFFECT
Notice of effectiveness
5 Nov 14
CORRESP
Correspondence with SEC
23 Oct 14
CORRESP
Correspondence with SEC
23 Sep 14
CORRESP
Correspondence with SEC
3 Sep 14
CORRESP
Correspondence with SEC
12 Aug 14
EFFECT
Notice of effectiveness
5 Dec 08
EFFECT
Notice of effectiveness
5 Dec 08
EFFECT
Notice of effectiveness
3 Sep 08
EFFECT
Notice of effectiveness
1 Feb 08
EFFECT
Notice of effectiveness
3 Oct 07
EFFECT
Notice of effectiveness
4 Sep 07
EFFECT
Notice of effectiveness
20 Dec 06
S-6/A
Registration of securities by unit investment trust (amended)
13 May 02
S-6
Registration of securities by unit investment trust
19 Feb 02
S-6/A
Registration of securities by unit investment trust (amended)
10 Oct 01
S-6
Registration of securities by unit investment trust
16 Jul 01
S-6/A
Registration of securities by unit investment trust (amended)
26 Oct 00
S-6
Registration of securities by unit investment trust
8 Aug 00
S-6/A
Registration of securities by unit investment trust (amended)
4 Feb 00
Latest ownership filings
No filings