Company profile
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
41149070
Latest filings (excl ownership)
MA-I/A
Municipal Advisor registration (individual) (amended)
13 Sep 16
MA-I/A
Municipal Advisor registration (individual) (amended)
13 Sep 16
MA-W
Municipal Advisor notice of withdrawal
22 Aug 16
MA-A
Municipal Advisor registration (firm) (update)
29 Mar 16
MA/A
Municipal Advisor registration (firm) (amended)
1 Dec 15
MA-I/A
Municipal Advisor registration (individual) (amended)
17 Nov 15
MA-I
Municipal Advisor registration (individual)
12 Nov 15
MA-I/A
Municipal Advisor registration (individual) (amended)
12 Nov 15
MA
Municipal Advisor registration (firm)
17 Oct 14
MA-I
Municipal Advisor registration (individual)
29 Aug 14
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
15 May 24
13F-HR
Quarterly holdings report by institutional manager
15 Feb 24
13F-HR
Quarterly holdings report by institutional manager
14 Nov 23
13F-HR
Quarterly holdings report by institutional manager
15 Aug 23
13F-HR
Quarterly holdings report by institutional manager
15 May 23
13F-HR
Quarterly holdings report by institutional manager
15 Feb 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
17 Nov 22
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
12 Aug 22
13F-HR
Quarterly holdings report by institutional manager
10 May 22