Coldstream Capital Management is a fund manager in Bellevue with $7.22 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Industry
SEC CIK
IRS number
931052371
SEC advisor number
801-39379
FINRA CRD number
108805
AUM ?
$7.22 bn
(as of 31 Mar 22)
Accounts
2,372
(as of 31 Mar 22)
Employees
100
(79 investment advisory or research)
Address
Coldstream Capital Management
ONE 100TH AVENUE NE
SUITE 102
BELLEVUE
WA 98004
ONE 100TH AVENUE NE
SUITE 102
BELLEVUE
WA 98004
Office hours
Monday - Friday, 7:00AM- 4:00PM
Phone
425-283-1600
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Reynolds, Roger, Clifford | Shareholder | 04/1996 | 10-25% |
Fitzwilson, Kevin, Michael | President; Chairman of Board | 10/1997 | 10-25% |
Yelle, Erika, Eng | Chief Compliance Officer | 03/2004 | < 5% |
Platt, Philip, Thomas | Secretary; Chief Operating Officer | 04/2014 | 5-10% |
Coleman, Howard, A. | Chief Investment Officer | 08/2014 | < 5% |
Butler, Michael, Joseph | Board Director | 11/2013 | < 5% |
Roberts, David, Gordon | Board Director | 04/2017 | < 5% |
Redman, Heather, Ann Bell | Board Director | 11/2018 | < 5% |
Fitzwilson Family 2016 Trust,scott Fitzwilson, Ttee | Direct Owner | 04/2021 | 10-25% |
Fitzwilson Family Irrevocable Trust,scott Fitzwilson, Ttee | Direct Owner | 04/2021 | 10-25% |
Fitzwilson, Scott, Richard | Trustee, Fitzwilson Family 2016 Trust | 04/2021 | 10-25% |
Fitzwilson, Scott, Richard | Trustee, Fitzwilson Family Irrevocable Trust | 04/2021 | 10-25% |
Harris, Joshua, E | Board Director | 06/2021 | < 5% |
Stonich, Anne Marie | Board Director | 03/2022 | < 5% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Coldstream Wealth Management | $7.22 bn | |
Ascent Capital Fund III LLC | $75.54 mm | Real Estate Fund |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
9 Feb 24
13F-HR
Quarterly holdings report by institutional manager
2 Nov 23
13F-HR
Quarterly holdings report by institutional manager
3 Aug 23
13F-HR
Quarterly holdings report by institutional manager
15 May 23
13F-HR
Quarterly holdings report by institutional manager
10 Jan 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
8 Aug 22
13F-HR
Quarterly holdings report by institutional manager
8 Aug 22
13F-HR
Quarterly holdings report by institutional manager
11 May 22
13F-HR
Quarterly holdings report by institutional manager
11 Feb 22
13F-HR
Quarterly holdings report by institutional manager
12 Nov 21