Financial reports
10-Q
2021 Q1
Quarterly report
16 Nov 20
10-K
2020 FY
Annual report
18 Sep 20
10-Q
2020 Q3
Quarterly report
11 May 20
10-Q
2020 Q2
Quarterly report
10 Feb 20
10-Q
2020 Q1
Quarterly report
12 Nov 19
10-K
2019 FY
Annual report
27 Sep 19
NT 10-K
Notice of late annual filing
13 Sep 19
10-Q
2019 Q3
Quarterly report
10 May 19
10-Q
2019 Q2
Quarterly report
11 Feb 19
10-Q
2019 Q1
Quarterly report
13 Nov 18
Current reports
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
29 Dec 20
8-K
Concurrent with Expected Closing, Company to Host Conference Call to Discuss
21 Dec 20
8-K
Great Elm Capital Group, Inc. Reports First Fiscal Quarter 2021 Financial Results
16 Nov 20
8-K
Great Elm Capital Group, Inc. Reports Fiscal Fourth Quarter and Full Year 2020 Financial Results
18 Sep 20
8-K
Great Elm Capital Group, Inc. Reports Fiscal Third Quarter 2020 Financial Results
12 May 20
8-K
Departure of Directors or Certain Officers
31 Mar 20
8-K
Great Elm Capital Group, Inc. Announces Issuance of
2 Mar 20
8-K
Great Elm Capital Group, Inc. Reports Second Quarter 2020 Financial Results
10 Feb 20
8-K
Changes in Registrant's Certifying Accountant
18 Nov 19
8-K
Great Elm Capital Group, Inc. Reports First Quarter 2020 Financial Results
12 Nov 19
Registration and prospectus
15-12B
Securities registration termination
8 Jan 21
S-8 POS
Registration of securities for employees (post-effective amendment)
29 Dec 20
S-8 POS
Registration of securities for employees (post-effective amendment)
29 Dec 20
S-8 POS
Registration of securities for employees (post-effective amendment)
29 Dec 20
S-8 POS
Registration of securities for employees (post-effective amendment)
29 Dec 20
S-8 POS
Registration of securities for employees (post-effective amendment)
29 Dec 20
S-8 POS
Registration of securities for employees (post-effective amendment)
29 Dec 20
S-8 POS
Registration of securities for employees (post-effective amendment)
29 Dec 20
S-8 POS
Registration of securities for employees (post-effective amendment)
29 Dec 20
S-8 POS
Registration of securities for employees (post-effective amendment)
29 Dec 20
Proxies
DEF 14A
Definitive proxy
2 Oct 19
DEF 14A
Definitive proxy
20 Sep 18
DEF 14A
Definitive proxy
19 Sep 17
PRE 14A
Preliminary proxy
17 Aug 17
DEF 14A
Definitive proxy
17 Nov 16
DEFA14A
Additional proxy soliciting materials
25 May 16
DEFM14A
Proxy related to merger
25 May 16
PREM14A
Preliminary proxy related to merger
21 Apr 16
DEFA14A
Additional proxy soliciting materials
7 Apr 16
DEFA14A
Additional proxy soliciting materials
7 Apr 16
Other
EFFECT
Notice of effectiveness
31 Dec 20
EFFECT
Notice of effectiveness
31 Dec 20
EFFECT
Notice of effectiveness
15 May 20
CORRESP
Correspondence with SEC
12 May 20
CORRESP
Correspondence with SEC
24 Apr 20
UPLOAD
Letter from SEC
9 Apr 20
EFFECT
Notice of effectiveness
14 Feb 19
CORRESP
Correspondence with SEC
12 Feb 19
UPLOAD
Letter from SEC
30 Jan 19
EFFECT
Notice of effectiveness
28 Feb 17
Ownership
SC 13G/A
Cove Street Capital, LLC
28 Jun 22
SC 13G/A
Cove Street Capital, LLC
11 Feb 22
SC 13G/A
Cove Street Capital, LLC
16 Feb 21
SC 13D
JPMORGAN CHASE & CO
7 Jan 21
4
Jason W. Reese
6 Jan 21
4
Great Elm Capital Corp.
31 Dec 20
4
Great Elm Capital Corp.
23 Dec 20
4
Great Elm Capital Corp.
24 Nov 20
SC 13D
Reed Peter A
30 Oct 20
4
Great Elm Capital Corp.
23 Oct 20