Great Elm Capital

Alliance Homecare, LLC • CRIC IT Fort Myers LLC • GECC GP Corp. • Focus Respiratory, LLC • Great Elm Capital Management, Inc. • Great Elm DME, Inc. • Great Elm DME Holdings, Inc. • Great Elm DME Manager, LLC • Great Elm FM Acquisition, Inc. • Great Elm FM Holdings, Inc. ...

IRS number

943219054

Latest filings (excl ownership)

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15-12B

Securities registration termination

8 Jan 21

EFFECT

Notice of effectiveness

31 Dec 20

EFFECT

Notice of effectiveness

31 Dec 20

S-8 POS

Registration of securities for employees (post-effective amendment)

29 Dec 20

S-8 POS

Registration of securities for employees (post-effective amendment)

29 Dec 20

S-8 POS

Registration of securities for employees (post-effective amendment)

29 Dec 20

S-8 POS

Registration of securities for employees (post-effective amendment)

29 Dec 20

S-8 POS

Registration of securities for employees (post-effective amendment)

29 Dec 20

S-8 POS

Registration of securities for employees (post-effective amendment)

29 Dec 20

S-8 POS

Registration of securities for employees (post-effective amendment)

29 Dec 20

Transcripts

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Earnings call transcript

2020 Q2

10 Feb 20

Earnings call transcript

2020 Q1

13 Nov 19

Earnings call transcript

2019 Q4

13 Sep 19

Earnings call transcript

2019 Q3

13 May 19

Earnings call transcript

2019 Q2

11 Feb 19

Earnings call transcript

2018 Q3

9 Nov 18

Latest ownership filings

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SC 13G/A

Cove Street Capital, LLC

28 Jun 22

SC 13G/A

Cove Street Capital, LLC

11 Feb 22

SC 13G/A

Cove Street Capital, LLC

Great Elm Capital Corp.

31 Dec 20

Great Elm Capital Corp.

23 Dec 20

Great Elm Capital Corp.

Great Elm Capital Corp.

23 Oct 20

Financial summary

Financial statements Chart financial data

Quarter (USD)	Sep 20	Mar 20	Dec 19	Sep 19
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS

Annual (USD)	Jun 20	Jun 19	Jun 18	Jun 17
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS

Cash burn rate (est.)	Burn method: Change in cash		Burn method: Operating income		Burn method: FCF (opex + capex)
	Last Q	Avg 4Q	Last Q	Avg 4Q	Last Q	Avg 4Q
Cash on hand (at last report)	23.35 mm	23.35 mm	23.35 mm	23.35 mm	23.35 mm	23.35 mm
Cash burn (monthly)	5.39 mm	(no burn)	1.25 mm	1.75 mm	(no burn)	(no burn)
Cash used (since last report)	286.13 mm	n/a	66.58 mm	92.83 mm	n/a	n/a
Cash remaining	-262.77 mm	n/a	-43.22 mm	-69.47 mm	n/a	n/a
Runway (months of cash)	-48.7	n/a	-34.5	-39.7	n/a	n/a

Beta Read what these cash burn values mean

Financial data from company earnings reports.

Institutional ownership, Q3 2024

Great Elm Capital institutional ownership history Ownership history

26.0% owned by funds/institutions

13F holders	Current	Prev Q	Change
Total holders	20	10	+100.0%
Opened positions	10	1	+900.0%
Closed positions	0	22	EXIT
Increased positions	1	1	–
Reduced positions	3	4	-25.0%

13F shares	Current	Prev Q	Change
Total value	7.32 bn	1.78 bn	+311.3%
Total shares	6.87 mm	4.33 mm	+58.6%
Total puts	0.00	0.00
Total calls	0.00	0.00
Total put/call ratio	–	–	–

Largest owners	Shares	Value	Change
PC Elfun	3.05 mm	$6.00 mm	0.0%
Vanguard	1.03 mm	$1.96 bn	NEW
Royce & Associates	682.25 k	$1.30 bn	NEW
Renaissance Technologies	627.28 k	$1.20 bn	-1.6%
Clayton Partners	476.93 k	$910.93 mm	NEW
BlackRock	336.80 k	$643.29 mm	NEW
Cove Street Capital	289.69 k	$553.31 mm	-4.1%
Geode Capital Management	232.63 k	$444.46 mm	-7.0%
Oppenheimer Asset Management	49.93 k	$95.36 mm	+25.9%
NTRS Northern Trust	46.31 k	$88.44 mm	NEW

Largest transactions	Shares	Bought/sold	Change
Vanguard	1.03 mm	+1.03 mm	NEW
Royce & Associates	682.25 k	+682.25 k	NEW
Clayton Partners	476.93 k	+476.93 k	NEW
BlackRock	336.80 k	+336.80 k	NEW
NTRS Northern Trust	46.31 k	+46.31 k	NEW
Geode Capital Management	232.63 k	-17.60 k	-7.0%
Cove Street Capital	289.69 k	-12.50 k	-4.1%
Oppenheimer Asset Management	49.93 k	+10.29 k	+25.9%
Renaissance Technologies	627.28 k	-10.00 k	-1.6%
Advisor	1.09 k	+1.09 k	NEW

Data from 13F filings, for the last complete 13F reporting period. For most recent data, click the ownership history button. Values as filed, not updated for current price. Long positions only.