Financial reports
No filings
Current reports
No filings
Registration and prospectus
No filings
Proxies
No filings
Other
MA-W
Municipal Advisor notice of withdrawal
4 Apr 23
MA-I/A
Municipal Advisor registration (individual) (amended)
24 Mar 23
MA-I/A
Municipal Advisor registration (individual) (amended)
24 Mar 23
MA-A
Municipal Advisor registration (firm) (update)
4 Apr 22
MA-A
Municipal Advisor registration (firm) (update)
20 May 21
MA-A
Municipal Advisor registration (firm) (update)
15 Apr 20
MA-A
Municipal Advisor registration (firm) (update)
5 Apr 19
MA-A
Municipal Advisor registration (firm) (update)
29 Mar 18
MA/A
Municipal Advisor registration (firm) (amended)
12 Jul 17
MA-A
Municipal Advisor registration (firm) (update)
21 Mar 17
Ownership
13F-NT
Notice of holdings reported by another manager
24 Apr 24
13F-NT
Notice of holdings reported by another manager
9 Feb 24
13F-NT
Notice of holdings reported by another manager
24 Oct 23
13F-NT
Notice of holdings reported by another manager
10 Aug 23
13F-NT
Notice of holdings reported by another manager
11 May 23
13F-NT
Notice of holdings reported by another manager
14 Feb 23
13F-NT
Notice of holdings reported by another manager
14 Nov 22
13F-NT
Notice of holdings reported by another manager
2 Aug 22
13F-NT
Notice of holdings reported by another manager
9 May 22
13F-NT
Notice of holdings reported by another manager
26 Jan 22