Latest filings (excl ownership)
MA-W
Municipal Advisor notice of withdrawal
4 Apr 23
MA-I/A
Municipal Advisor registration (individual) (amended)
24 Mar 23
MA-I/A
Municipal Advisor registration (individual) (amended)
24 Mar 23
MA-A
Municipal Advisor registration (firm) (update)
4 Apr 22
MA-A
Municipal Advisor registration (firm) (update)
20 May 21
MA-A
Municipal Advisor registration (firm) (update)
15 Apr 20
MA-A
Municipal Advisor registration (firm) (update)
5 Apr 19
MA-A
Municipal Advisor registration (firm) (update)
29 Mar 18
MA/A
Municipal Advisor registration (firm) (amended)
12 Jul 17
MA-A
Municipal Advisor registration (firm) (update)
21 Mar 17
MA/A
Municipal Advisor registration (firm) (amended)
12 Feb 16
MA-A
Municipal Advisor registration (firm) (update)
5 Jan 16
MA-I
Municipal Advisor registration (individual)
31 Dec 15
MA-A
Municipal Advisor registration (firm) (update)
15 Apr 15
MA
Municipal Advisor registration (firm)
17 Sep 14
MA-I
Municipal Advisor registration (individual)
17 Sep 14
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
24 Apr 24
13F-NT
Notice of holdings reported by another manager
9 Feb 24
13F-NT
Notice of holdings reported by another manager
24 Oct 23
13F-NT
Notice of holdings reported by another manager
10 Aug 23
13F-NT
Notice of holdings reported by another manager
11 May 23
13F-NT
Notice of holdings reported by another manager
14 Feb 23
13F-NT
Notice of holdings reported by another manager
14 Nov 22
13F-NT
Notice of holdings reported by another manager
2 Aug 22
13F-NT
Notice of holdings reported by another manager
9 May 22
13F-NT
Notice of holdings reported by another manager
26 Jan 22
13F-NT
Notice of holdings reported by another manager
12 Nov 21
13F-NT
Notice of holdings reported by another manager
29 Jul 21
13F-NT
Notice of holdings reported by another manager
14 May 21
13F-NT
Notice of holdings reported by another manager
12 Feb 21
13F-NT
Notice of holdings reported by another manager
13 Nov 20
13F-NT
Notice of holdings reported by another manager
14 Aug 20
13F-NT
Notice of holdings reported by another manager
15 May 20
13F-NT
Notice of holdings reported by another manager
14 Feb 20
13F-NT
Notice of holdings reported by another manager
14 Nov 19
13F-NT
Notice of holdings reported by another manager
12 Aug 19
13F-NT
Notice of holdings reported by another manager
15 May 19
13F-NT
Notice of holdings reported by another manager
13 Feb 19
13F-NT
Notice of holdings reported by another manager
13 Nov 18
13F-NT
Notice of holdings reported by another manager
10 Aug 18
13F-NT
Notice of holdings reported by another manager
14 May 18
13F-NT
Notice of holdings reported by another manager
14 Feb 18
13F-NT
Notice of holdings reported by another manager
13 Nov 17
13F-NT
Notice of holdings reported by another manager
14 Aug 17
13F-NT
Notice of holdings reported by another manager
15 May 17
13F-NT
Notice of holdings reported by another manager
13 Feb 17
13F-NT
Notice of holdings reported by another manager
14 Nov 16
13F-NT
Notice of holdings reported by another manager
9 Aug 16
13F-NT
Notice of holdings reported by another manager
13 May 16
13F-NT
Notice of holdings reported by another manager
8 Feb 16
13F-NT
Notice of holdings reported by another manager
13 Nov 15
13F-NT
Notice of holdings reported by another manager
11 Aug 15
13F-NT
Notice of holdings reported by another manager
14 May 15
13F-NT
Notice of holdings reported by another manager
9 Feb 15
13F-NT
Notice of holdings reported by another manager
10 Nov 14
13F-NT
Notice of holdings reported by another manager
11 Aug 14