hennessy advisors, inc. is the publicly traded investment manager of the hennessy funds. the company serves clients with integrity, honesty and candor. hennessy advisors' strength lies in their disciplined investment style and commitment to managing their mutual funds for the benefit of their shareholders.
Company profile
Ticker
HNNA, HNNAZ
Exchange
Website
CEO
Neil Hennessy
Employees
Location
Fiscal year end
Industry (SIC)
SEC CIK
Corporate docs
IRS number
680176227
SEC advisor number
801-36288
FINRA CRD number
110770
AUM ?
$3.07 bn
(as of 15 Dec 23)
Accounts
17
(as of 15 Dec 23)
Employees
17
(8 investment advisory or research)
Address
Hennessy Advisors
7250 REDWOOD BLVD.
SUITE 200
NOVATO
CA 94945
7250 REDWOOD BLVD.
SUITE 200
NOVATO
CA 94945
Phone
415-899-1555
HNNA stock data
Latest filings (excl ownership)
8-K
Hennessy Advisors, Inc. Acquires the CCM Core Impact Equity Fund
23 Feb 24
8-K
Submission of Matters to a Vote of Security Holders
9 Feb 24
S-8
Registration of securities for employees
9 Feb 24
10-Q
2024 Q1
Quarterly report
8 Feb 24
8-K
Hennessy Advisors, Inc. Reports 7% Increase in Quarterly Earnings Per Share and Announces Quarterly Dividend
8 Feb 24
EFFECT
Notice of effectiveness
9 Jan 24
424B3
Prospectus supplement
5 Jan 24
CORRESP
Correspondence with SEC
3 Jan 24
DEF 14A
Definitive proxy
13 Dec 23
UPLOAD
Letter from SEC
13 Dec 23
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
15 Apr 24
13F-HR/A
Quarterly holdings report by institutional manager (amended)
14 Mar 24
13F-HR
Quarterly holdings report by institutional manager
18 Jan 24
4
BRIAN A HENNESSY
26 Dec 23
4
NEIL J HENNESSY
26 Dec 23
4
TERESA M NILSEN
21 Dec 23
4
NEIL J HENNESSY
20 Dec 23
4
BRIAN A HENNESSY
20 Dec 23
4
DANIEL B STEADMAN
18 Dec 23
4
NEIL J HENNESSY
18 Dec 23
Financial summary
Quarter (USD) | Sep 23 | Jun 23 | Mar 23 | Dec 22 | |
---|---|---|---|---|---|
Revenue | |||||
Cost of revenue | |||||
Operating income | |||||
Operating margin | |||||
Net income | |||||
Net profit margin | |||||
Cash on hand | |||||
Change in cash | |||||
Diluted EPS |
Annual (USD) | Sep 23 | Sep 22 | Sep 21 | Sep 20 | |
---|---|---|---|---|---|
Revenue | |||||
Cost of revenue | |||||
Operating income | |||||
Operating margin | |||||
Net income | |||||
Net profit margin | |||||
Cash on hand | |||||
Change in cash | |||||
Diluted EPS |
Institutional ownership, Q2 2023
16.0% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 20 |
Opened positions | 4 |
Closed positions | 1 |
Increased positions | 9 |
Reduced positions | 1 |
13F shares | Current |
---|---|
Total value | 3.86 bn |
Total shares | 1.23 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Eden Douglas Todd | 572.11 k | $5.08 mm |
Vanguard | 248.73 k | $1.76 bn |
Renaissance Technologies | 85.83 k | $606.00 k |
Aegis Financial | 66.72 k | $471.02 mm |
Dimensional Fund Advisors | 62.59 k | $443.15 mm |
Susquehanna International | 50.35 k | $356.50 mm |
Geode Capital Management | 30.05 k | $212.75 mm |
Perigon Wealth Management | 17.37 k | $122.99 mm |
BLK Blackrock | 13.73 k | $96.95 mm |
LSV Asset Management | 13.10 k | $93.00 k |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
22 Dec 23 | Hennessy Brian A | Common Stock | Gift | Dispose G | Yes | No | 0 | 11,250 | 0.00 | 234,764.5 |
20 Dec 23 | Hennessy Brian A | Common Stock | Gift | Dispose G | Yes | No | 0 | 3,750 | 0.00 | 246,014.5 |
20 Dec 23 | Teresa M Nilsen | Common Stock | Gift | Acquire G | Yes | No | 0 | 3,000 | 0.00 | 26,285 |
20 Dec 23 | Teresa M Nilsen | Common Stock | Gift | Dispose G | No | No | 0 | 5,856.5 | 0.00 | 138,405.5 |
19 Dec 23 | Hennessy Neil J | Common Stock | Buy | Acquire P | Yes | No | 6.5 | 100 | 650.00 | 2,048,595 |
19 Dec 23 | Hennessy Neil J | Common Stock | Gift | Dispose G | Yes | No | 0 | 20,000 | 0.00 | 2,048,495 |
18 Dec 23 | Hennessy Neil J | Common Stock | Buy | Acquire P | Yes | No | 6.5 | 599 | 3.89 k | 2,049,194 |