Oaktree Capital Group, LLC is a Delaware limited liability company that was formed on April 13, 2007. The Company’s issued and outstanding member interests are divided into certain classes and series of units. The Company’s outstanding units are held by (i) an affiliate of Brookfield as the sole holder of the Company’s Class A common units, (ii) preferred unitholders as the holders of Series A and Series B preferred units listed on the NYSE, which represent only the right to receive certain distributions from the Company and such other rights as are specified in the relevant preferred unit designations, and (iii) Oaktree Capital Group Holdings, L.P. (“OCGH”) as the sole holder of the Company’s Class B common units, which units do not represent an economic interest in the Company. OCGH is owned by Oaktree’s senior executives, current and former employees, and certain other investors (collectively, the “OCGH unitholders”). Subject to the operating agreement of the Company, to the extent the approval of any matter requires the vote of the Company’s unitholders, the Class A units are entitled to one vote per unit and the Class B units are entitled to ten votes per unit, voting together as a single class.
Company profile
Ticker
OAK-PA, OAK-PB
Exchange
Website
CEO
Jay Steven Wintrob
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
SEC CIK
Corporate docs
Subsidiaries
Arbour CLO Designated Activity Company • Arbour CLO II Designated Activity Company • Arbour CLO III Designated Activity Company • Arbour CLO IV Designated Activity Company • Arbour CLO IX Designated Activity Company • Arbour CLO V Designated Activity Company • Arbour CLO VI Designated Activity Company • Arbour CLO VII Designated Activity Company • Arbour CLO VIII Designated Activity Company • Arbour CLO X Designated Activity Company ...
OAK-PA stock data
Latest filings (excl ownership)
10-K
2023 FY
Annual report
21 Mar 24
8-K
Departure of Directors or Certain Officers
5 Mar 24
8-K/A
Departure of Directors or Certain Officers
12 Jan 24
10-Q
2023 Q3
Quarterly report
9 Nov 23
10-Q
2023 Q2
Quarterly report
11 Aug 23
8-K
Entry into a Material Definitive Agreement
29 Jun 23
10-Q
2023 Q1
Quarterly report
12 May 23
10-K/A
2022 FY
Annual report (amended)
13 Apr 23
8-K/A
Departure of Directors or Certain Officers
31 Mar 23
10-K
2022 FY
Annual report
21 Mar 23
Latest ownership filings
4
Runway Growth Finance Corp.
20 Mar 24
3
Nicholas Howard Goodman
7 Mar 24
SC 13G/A
Blue World Acquisition Corp
14 Feb 24
SC 13G/A
Feutune Light Acquisition Corp
14 Feb 24
SC 13G/A
ECD Automotive Design, Inc.
14 Feb 24
SC 13G/A
Welsbach Technology Metals Acquisition Corp.
14 Feb 24
SC 13G/A
Monterey Capital Acquisition Corp
14 Feb 24
SC 13G/A
HWH International Inc.
14 Feb 24
SC 13G/A
DUET Acquisition Corp.
14 Feb 24
SC 13D
TPI COMPOSITES, INC
22 Dec 23
Financial summary
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Diluted EPS |
Annual (USD) | Dec 22 | Dec 21 | Dec 20 | Dec 19 | |
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Operating income | |||||
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Diluted EPS |
Cash burn rate (est.) | Burn method: Change in cash | Burn method: Operating income | Burn method: FCF (opex + capex) | Last Q | Avg 4Q | Last Q | Avg 4Q | Last Q | Avg 4Q |
---|---|---|---|---|---|---|
Cash on hand (at last report) | 268.79 mm | 268.79 mm | 268.79 mm | 268.79 mm | 268.79 mm | 268.79 mm |
Cash burn (monthly) | (no burn) | 42.24 mm | (no burn) | (no burn) | (no burn) | 49.13 mm |
Cash used (since last report) | n/a | 252.71 mm | n/a | n/a | n/a | 293.87 mm |
Cash remaining | n/a | 16.08 mm | n/a | n/a | n/a | -25.08 mm |
Runway (months of cash) | n/a | 0.4 | n/a | n/a | n/a | -0.5 |
Institutional ownership, Q2 2023
13F holders | Current |
---|---|
Total holders | 2 |
Opened positions | 1 |
Closed positions | 0 |
Increased positions | 0 |
Reduced positions | 0 |
13F shares | Current |
---|---|
Total value | 2.80 mm |
Total shares | 404.13 k |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Comerica Bank | 404.00 k | $0.00 |
Boyd Watterson Asset Management | 125.00 | $2.80 mm |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
18 Mar 24 | OCM Growth | Common Stock, par value $0.01 per share | Sell | Dispose S | No | No | 11.33 | 1,000,000 | 11.33 mm | 15,492,168 |
18 Dec 23 | OCM Growth | Common Stock, par value $0.01 per share | Sell | Dispose S | No | No | 12.7565 | 12,365 | 157.73 k | 16,492,168 |
15 Dec 23 | Oaktree Capital | Series A-2 Redeemable Convertible Preferred Stock Common Stock | Grant | Acquire A | Yes | No | 0 | 11,159 | 0.00 | 11,159 |
15 Dec 23 | OCM Growth | Common Stock, par value $0.01 per share | Sell | Dispose S | No | No | 12.6922 | 237,635 | 3.02 mm | 16,504,533 |
12 Dec 23 | OCM Growth | Common Stock, par value $0.01 per share | Sell | Dispose S | No | No | 12.0576 | 562,500 | 6.78 mm | 16,742,168 |