Income Research & Management

Company Profile

Company profile

Website

www.incomeresearch.com/

Incorporated

Location

Fiscal year end

Industry

SEC CIK

IRS number

42955404

SEC advisor number

801-29482

FINRA CRD number

104863

AUM ?

$95.99 bn (as of 28 Mar 22)

Accounts

841 (as of 28 Mar 22)

Employees

193 (60 investment advisory or research)

Address

Income Research & Management
100 FEDERAL STREET
30TH FLOOR
BOSTON
MA 02110

Office hours

Monday - Friday, 8:30 AM - 5:30 PM

Phone

6173309333

Brochures

Income Research & Management Form Adv Part 2A (2023) (30 Mar 23)

Ownership

Owner	Title	From	%Ownership
Omalley, William, Austin	Chief Executive Officer; Co-chief Investment Officer; Trustee	01/2020	< 5%
Sommers JR., John, Anthony	Executive Chairperson; Trustee	01/2020	< 5%
Sommers, John, Anthony	Chairperson Emeritus; Trustee	01/2020	< 5%
Ir&m (J. Sommers Trust) LLC	Owner	01/2004	5-10%
Ir&m (J. Sommers, JR. Trust) LLC	Owner	01/2004	25-50%
Ir&m (O'malley) LLC	Owner	01/2004	10-25%
Omalley, William, Austin	Member	01/2004	> 75%
Kizik, Richard, Mark	Chief Compliance Officer	01/2020	< 5%
John A. Sommers, JR. Revocable Trust of 1995	Member	01/2004	> 75%
Ir&m (John A. Sommers, JR. Family Trust DTD 07/31/2006) LLC	Owner	08/2011	< 5%
John A. Sommers, JR. Family Trust DTD 07/31/2006	Member	08/2011	> 75%
Sommers JR., John, Anthony	Trustee	08/2011
Ir&m (Robert F. Sommers Family Trust DTD 07/31/2006) LLC	Owner	08/2011	< 5%
Ir&m (Kenneth T. Sommers Family Trust DTD 07/31/2006) LLC	Owner	08/2011	< 5%
Robert F. Sommers Family Trust DTD 07/31/2006	Member	08/2011	> 75%
Sommers, Kenneth, Thomas	Trustee	08/2011
Sommers, Robert, Franklyn	Trustee	08/2011
Kenneth T. Sommers Family Trust DTD 07/31/2006	Member	08/2011	> 75%
Ir&m (R. Sommers Trust) LLC	Owner	06/2006	< 5%
Ir&m (K. Sommers Trust) LLC	Owner	06/2006	< 5%
Robert F. Sommers Revocable Trust	Member	06/2006	> 75%
Kenneth T. Sommers Revocable Trust	Member	06/2006	> 75%
Sommers, Kenneth, Thomas	Trustee	12/2006
Sommers, Robert, Franklyn	Trustee	06/2006
Kilpatrick, Sarah, Muller	Chief of Staff	01/2022	< 5%
Cannata, Matthew, John	General Counsel, Clerk	01/2020	< 5%
Gubitosi, James, Edward	Co-chief Investment Officer	01/2020	< 5%
Conroy, Matthew, Charles	Director of Corporate Initiatives	03/2021	< 5%
John A. Sommers Management Trust	Member	12/2016	> 75%
Sommers, John, Anthony	Trustee	12/2016
Sommers JR., John, Anthony	Trustee	06/1995
Manning, Mary, Auth	Director of Client Service	01/2020	< 5%
Anderson, Brooke, H	Director of Product Management	01/2020	< 5%
DeSantis, Massimo	Chief Operating Officer	03/2021	< 5%
Driscoll, Meghan, Kelly	Director of Finance and Human Capital Management	03/2021	< 5%
Thorne, Dune, Delafield	Advisory Member of Board	10/2021	< 5%
Taylor, Elizabeth, Genung	Advisory Member of Board	10/2021	< 5%
Goldstein, Deborah, Heller	Advisory Member of Board	10/2021	< 5%
Washington, Ella	Advisory Member of Board	10/2021	< 5%

Ownership

Fund structure	AUM	Fund type
Income Research + Management	$95.99 bn
Ir&m Core Bond Fund II LLC	$3.18 bn	Other Private Fund
Ir&m Core Bond Fund LLC	$845.75 mm	Other Private Fund
Ir&m Core Esg Bond Fund LLC	$68.61 mm	Other Private Fund
Ir&m Core Plus Bond Fund LLC	$245.46 mm	Other Private Fund
Ir&m Intermediate Credit Fund LLC	$374.89 mm	Other Private Fund
Ir&m Intermediate Fund LLC	$1.31 bn	Other Private Fund
Ir&m Intermediate Treasury Inflation-protected Securities (Tips) Fund LLC	$107.02 mm	Other Private Fund
Ir&m Long Credit Fund LLC	$449.89 mm	Other Private Fund
Ir&m Long Government/credit Fund LLC	$667.98 mm	Other Private Fund
Ir&m Short Diversified Income Fund LLC	$74.48 mm	Other Private Fund
Ir&m Short Esg Bond Fund LLC	$99.97 mm	Other Private Fund
Ir&m Short Fund LLC	$1.53 bn	Other Private Fund
Ir&m Socially Responsible Core Bond Fund LLC	$188.67 mm	Other Private Fund
Ir&m Tax-efficient Crossover (California) Bond Fund LLC	$124.64 mm	Other Private Fund
Ir&m Tax-efficient Crossover Bond Fund LLC	$407.49 mm	Other Private Fund