| Date | Company | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|---|---|
| 1 Oct 24 | JFR Nuveen Floating Rate Income Fund | Common Stock | Sell | Dispose S | No | No | 8.77 | 20,000 | 175.40 k | 13,400 |
| 6 Sep 23 | JFR Nuveen Floating Rate Income Fund | Common Stock | Buy | Acquire P | No | No | 8.189 | 2,200 | 18.02 k | 30,400 |
| 10 Aug 23 | NMZ Nuveen Municipal High Income Opportunity Fund | Common Stock | Buy | Acquire P | Yes | No | 10.4 | 800 | 8.32 k | 800 |
| 10 Aug 23 | NMZ Nuveen Municipal High Income Opportunity Fund | Common Stock | Buy | Acquire P | No | No | 10.38 | 4,100 | 42.56 k | 5,600 |
