Nuveen Floating Rate Income Fund (JFR)

Largest owners	Shares	Value	Change
MS Morgan Stanley	5.15 mm	$45.91 bn	-0.3%
LPL Financial	2.74 mm	$24.40 bn	-1.4%
BAC Bank of America	2.42 mm	$21.56 bn	-0.5%
IVZ Invesco	1.99 mm	$17.72 bn	-8.6%
Penserra Capital Management	1.97 mm	$17.59 mm	+7.2%
Guggenheim Capital	1.80 mm	$16.05 bn	+21.5%
Congress Park Capital	1.54 mm	$13.77 bn	+3.3%
RJF Raymond James Financial	1.36 mm	$12.17 bn	NEW
First Trust Portfolios	1.34 mm	$11.72 mm	0.0%
Advisors Asset Management	1.06 mm	$9.45 bn	+4.3%

Largest transactions	Shares	Bought/sold	Change
International Assets Investment Management	236.73 k	-1.87 mm	-88.7%
RJF Raymond James Financial	1.36 mm	+1.36 mm	NEW
Raymond James Financial Services Advisors	0.00	-935.47 k	EXIT
Raymond James & Associates	0.00	-450.55 k	EXIT
Pathstone	549.90 k	-361.92 k	-39.7%
Guggenheim Capital	1.80 mm	+318.30 k	+21.5%
Prevail Innovative Wealth Advisors	0.00	-219.42 k	EXIT
Mercer Global Advisors	214.70 k	+214.70 k	NEW
Next Capital Management	35.54 k	-202.37 k	-85.1%
IVZ Invesco	1.99 mm	-186.65 k	-8.6%

Data from 13F filings, for the last complete 13F reporting period. For most recent data, click the ownership history button. Values as filed, not updated for current price. Long positions only.

Recent insider trades

JFR insider ownership history Insider history

Date	Owner	Security	Transaction	Code	Indirect	10b5-1	$Price	#Shares	$Value	#Remaining
9 Apr 25	Caraher Scott C.	Common Stock	Buy	Acquire P	No	No	7.9485	5,000	39.74 k	45,440
21 Mar 25	Caraher Scott C.	Common Stock	Buy	Acquire P	No	No	8.4	15,000	126.00 k	40,440
25 Feb 25	Moschner Albin F	Common Stock		Acquire X	No	No	8.2	6,903.2	56.61 k	34,516.2
25 Feb 25	Moschner Albin F	Subscription right Common Stock		Dispose X	No	No	8.2	34,516	283.03 k	0
25 Feb 25	Terence J Toth	Common Stock		Acquire X	No	No	8.2	744	6.10 k	4,464
25 Feb 25	Terence J Toth	Subscription right Common Stock		Dispose X	No	No	8.2	3,720	30.50 k	0
25 Feb 25	Matthew Thornton III	Common Stock		Acquire X	No	No	8.2	5,800	47.56 k	34,800
25 Feb 25	Matthew Thornton III	Subscription right Common Stock		Dispose X	No	No	8.2	29,000	237.80 k	0

Data from 3, 4 and 5 filings. Values as filed, not updated for current price.

Press releases

From Benzinga Pro

Nuveen Floating Rate Income Fund Announces the Preliminary Results of Rights Offering

20 Feb 25

Nuveen Floating Rate Income Fund (NYSE:JFR) (the "Fund") today announced the preliminary results of its transferable rights offering (the "Offer") which expired at 5:00 p.m., Eastern time, on February 19, 2025 (the