The Fund’s investment objective is high current income for holders of its common stock. Under normal market conditions, the Fund invests at least 50% of its “Managed Assets” in a portfolio of preferred securities issued by U.S. and non-U.S. companies, including traditional preferred stock, trust preferred securities, and hybrid securities that have characteristics of both equity and debt securities.
Company profile
Ticker
FLC
Exchange
CEO
R. Eric Chadwick
Employees
Incorporated
Location
Fiscal year end
Former names
FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC
SEC CIK
FLC stock data
Latest filings (excl ownership)
N-PX
Annual report of proxy voting record
20 Aug 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
30 Jul 24
DEF 14A
Definitive proxy
4 Mar 24
N-CEN
Annual report (registered investment company)
8 Feb 24
N-CSR
Certified annual shareholder report (management investment company)
2 Feb 24
N-PX
Annual report of proxy voting record
17 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
3 Aug 23
DEF 14A
Definitive proxy
2 Mar 23
N-CEN
Annual report (registered investment company)
6 Feb 23
N-CSR
Certified annual shareholder report (management investment company)
1 Feb 23
Latest ownership filings
NPORT-P
Flaherty & Crumrine Total Return Fund Incorporated (Aug 2024 report)
28 Oct 24
NPORT-P
Flaherty & Crumrine Total Return Fund Incorporated (May 2024 report)
24 Jul 24
NPORT-P
Flaherty & Crumrine Total Return Fund Incorporated (Feb 2024 report)
24 Apr 24
3
NICHOLAS DALMASO
29 Jan 24
NPORT-P
Flaherty & Crumrine Total Return Fund Incorporated (Nov 2023 report)
26 Jan 24
NPORT-P
Flaherty & Crumrine Total Return Fund Incorporated (Aug 2023 report)
26 Oct 23
NPORT-P
Flaherty & Crumrine Total Return Fund Incorporated (May 2023 report)
24 Jul 23
NPORT-P
Flaherty & Crumrine Total Return Fund Incorporated (Feb 2023 report)
27 Apr 23
NPORT-P
Flaherty & Crumrine Total Return Fund Incorporated (Nov 2022 report)
24 Jan 23
NPORT-P
Flaherty & Crumrine Total Return Fund Incorporated (Aug 2022 report)
27 Oct 22
Funds
| Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
|---|---|---|---|---|---|---|---|
| Flaherty & Crumrine Total Return Fund Incorporated | – | 0.54 | 1.59 | -1.22 | 290.61 mm | 209 | Aug 2023 |
Institutional ownership, Q2 2024
16.2% owned by funds/institutions
| 13F holders | Current |
|---|---|
| Total holders | 37 |
| Opened positions | 2 |
| Closed positions | 6 |
| Increased positions | 16 |
| Reduced positions | 11 |
| 13F shares | Current |
|---|---|
| Total value | 23.85 bn |
| Total shares | 1.69 mm |
| Total puts | 0.00 |
| Total calls | 0.00 |
| Total put/call ratio | – |
| Largest owners | Shares | Value |
|---|---|---|
| BAC Bank of America | 283.54 k | $4.41 bn |
| Sowell Financial Services | 208.17 k | $3.24 bn |
| Sit Investment Associates | 154.31 k | $2.40 mm |
| CNH Partners | 152.11 k | $2.36 bn |
| Saba Capital Management | 149.07 k | $2.32 bn |
| IVZ Invesco | 148.50 k | $2.31 bn |
| LPL Financial | 124.85 k | $1.94 bn |
| Matisse Capital | 95.30 k | $1.48 bn |
| Wolverine Asset Management | 76.93 k | $1.20 bn |
| Pathstone | 34.87 k | $541.81 mm |