| Owner | Title | From | %Ownership |
|---|---|---|---|
| Rivernorth Holding Co. | Member | 12/2014 | > 75% |
| Schmucker, Brian, Harold | Founder, Manager | 08/2000 | < 5% |
| Galley, Patrick, William | Chief Executive Officer, Chief Investment Officer, Manager | 10/2004 | < 5% |
| Mohrhardt, Jonathan, Michael | President and Chief Operating Officer, Manager | 01/2009 | < 5% |
| Rivernorth Financial Holdings LLC | Member | 12/2014 | > 75% |
| Schmucker, Brian, Harold | Shareholder | 01/2010 | 25-50% |
| Galley, Patrick, William | Shareholder | 11/2010 | 50-75% |
| Collins, Marcus, Lane | General Counsel, Secretary and Chief Compliance Officer | 06/2012 | < 5% |
| Fund structure | AUM | Fund type |
|---|---|---|
| Rivernorth Capital Management, LLC | $5.99 bn | |
| Rivernorth Capital Partners, L.P. | $83.22 mm | Hedge Fund |
| Rivernorth Institutional Partners L.P. | $591.06 mm | Hedge Fund |
| Rivernorth Institutional Partners Offshore LTD. | $49.81 mm | Hedge Fund |
| Rivernorth Spac Arbitrage Fund, LP | $180.27 mm | Hedge Fund |
| Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|---|---|
| 22 Nov 24 | Rivernorth Capital Management | Common Shares of Beneficial Interest | Other | Dispose J | No | No | 0 | 5,010 | 0.00 | 0 |
| 22 Nov 24 | Rivernorth Capital Management | Common Shares of Beneficial Interest | Other | Dispose J | No | No | 0 | 71,453 | 0.00 | 0 |
| 22 Nov 24 | Rivernorth Capital Management | Common Shares of Beneficial Interest | Other | Dispose J | No | No | 0 | 76,796 | 0.00 | 0 |
| 22 Nov 24 | Rivernorth Capital Management | Common Shares of Beneficial Interest | Other | Dispose J | No | No | 0 | 47,687 | 0.00 | 0 |
| 22 Nov 24 | Rivernorth Capital Management | Common Shares of Beneficial Interest | Other | Dispose J | No | No | 0 | 74,080 | 0.00 | 0 |
| 22 Nov 24 | Rivernorth Capital Management | Common Shares of Beneficial Interest | Other | Dispose J | No | No | 0 | 1,531 | 0.00 | 74,080 |
