Latest filings (excl ownership)
SC 13E3/A
Going private transaction (amended)
2 Aug 21
15-12G
Securities registration termination
21 Jul 21
8-K
Material Modifications to Rights of Security Holders
20 Jul 21
DEF 14C
Information statement
25 Jun 21
SC 13E3/A
Going private transaction (amended)
25 Jun 21
SC 13E3
Going private transaction
15 Jun 21
PRE 14C
Preliminary information
11 Jun 21
10-K/A
2020 FY
Annual report (amended)
11 Jun 21
10-Q
2021 Q1
Quarterly report
7 May 21
8-K
Entry into a Material Definitive Agreement
1 Apr 21
10-K
2020 FY
Annual report
12 Mar 21
8-K
Entry into a Material Definitive Agreement
9 Mar 21
8-K
Entry into a Material Definitive Agreement
2 Feb 21
8-K
Departure of Directors or Certain Officers
15 Jan 21
8-K
Entry into a Material Definitive Agreement
5 Jan 21
8-K
Entry into a Material Definitive Agreement
3 Dec 20
8-K
Departure of Directors or Certain Officers
18 Nov 20
10-Q
2020 Q3
Quarterly report
10 Nov 20
8-K
Departure of Directors or Certain Officers
6 Nov 20
8-K
Entry into a Material Definitive Agreement
5 Nov 20
8-K
Departure of Directors or Certain Officers
26 Oct 20
8-K
Departure of Directors or Certain Officers
15 Oct 20
8-K
Entry into a Material Definitive Agreement
10 Sep 20
DEF 14A
Definitive proxy
20 Aug 20
PRE 14A
Preliminary proxy
10 Aug 20
8-K
Entry into a Material Definitive Agreement
10 Aug 20
DEFA14A
Additional proxy soliciting materials
10 Aug 20
10-Q
2020 Q2
Quarterly report
7 Aug 20
8-K
Entry into a Material Definitive Agreement
29 Jul 20
8-K
Departure of Directors or Certain Officers
22 Jul 20
8-K
Entry into a Material Definitive Agreement
1 Jul 20
8-K
Submission of Matters to a Vote of Security Holders
23 Jun 20
DEFA14A
Additional proxy soliciting materials
19 Jun 20
8-K
Entry into a Material Definitive Agreement
19 Jun 20
8-K
Entry into a Material Definitive Agreement
16 Jun 20
DEFA14A
Additional proxy soliciting materials
15 Jun 20
DEFA14A
Additional proxy soliciting materials
15 Jun 20
8-K
Other Events
15 Jun 20
DEFA14A
Additional proxy soliciting materials
5 Jun 20
DEFA14A
Additional proxy soliciting materials
5 Jun 20
Latest ownership filings
4
Charles Ross Carter
11 Mar 21
4
MARK D LERDAL
4 Feb 21
4
JOSEPH VIRGILIO III
4 Feb 21
3
JOSEPH VIRGILIO III
18 Nov 20
3
MARK D LERDAL
19 Aug 20
3
PRAVEEN TYLE
5 Mar 20
4
TIMOTHY J BARBERICH
18 Dec 19
4
Juliet Thompson
18 Dec 19
4
Daniel Jeffrey Moore
18 Dec 19
4
Charles Ross Carter
23 Sep 19
4
Scott Schorer
23 Sep 19
3
Stephen Linhares
13 Jun 19
3
Charles Ross Carter
13 Jun 19
SC 13G/A
Gi Dynamics, Inc.
14 Feb 19
SC 13G
Gi Dynamics, Inc.
1 Feb 19
SC 13G/A
Beneficial ownership report (amended)
22 Jan 19
4
Scott Schorer
14 Nov 18
4
Juliet Thompson
29 May 18
3
Juliet Thompson
30 Aug 17
4
Oern Stuge
24 May 17
SC 13G/A
Gi Dynamics, Inc.
7 Feb 17
4
Brian Callahan
18 Jan 17
4
Scott Schorer
18 Jan 17
3
Oern Stuge
12 Jan 17
4
Oern Stuge
12 Jan 17
4
JAMES B MURPHY
18 Aug 16
SC 13G/A
Gi Dynamics, Inc.
10 Jun 16
4
Anne Keating
26 May 16
3
Brian Callahan
11 May 16
4
Brian Callahan
11 May 16
3
JAMES B MURPHY
6 May 16
4
Jack Edward Meyer
24 Mar 16
4
Scott Schorer
24 Mar 16
4
Michael A Carusi
24 Mar 16
4
TIMOTHY J BARBERICH
24 Mar 16
3
Scott Schorer
24 Mar 16
4
Graham J Bradley
24 Mar 16
4
Anne Keating
24 Mar 16
4
Daniel Jeffrey Moore
24 Mar 16
SC 13G/A
Gi Dynamics, Inc.
16 Feb 16