Financial reports
NT 10-Q
Notice of late quarterly filing
15 Aug 17
10-Q
2017 Q1
Quarterly report
7 Jul 17
NT 10-Q
Notice of late quarterly filing
16 May 17
10-K
2016 FY
Annual report
17 Apr 17
NT 10-K
Notice of late annual filing
31 Mar 17
10-Q
2016 Q3
Quarterly report
21 Nov 16
NT 10-Q
Notice of late quarterly filing
15 Nov 16
NT 10-Q
Notice of late quarterly filing
16 Aug 16
10-Q
2016 Q2
Quarterly report
16 Aug 16
Current reports
8-K
Other Events
13 Nov 17
8-K
Other Events
13 Nov 17
8-K
Departure of Directors or Certain Officers
24 Oct 17
8-K
Other Events
18 Oct 17
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
3 Oct 17
8-K
Termination of a Material Definitive Agreement
29 Sep 17
8-K
Entry into a Material Definitive Agreement
25 Sep 17
8-K
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
19 Sep 17
8-K
Entry into a Material Definitive Agreement
11 Sep 17
8-K
Other Events
1 Sep 17
Registration and prospectus
25-NSE
Exchange delisting
25 Jan 18
8-A12B
Registration of securities on exchange
20 Dec 16
D
$10M in debt / options / securities to be acquired, sold $3.64M, 6 investors
26 Sep 16
S-1
IPO registration
21 Jun 16
SC TO-T/A
Third party tender offer statement (amended)
23 Feb 16
SC TO-I/A
Issuer tender offer statement (amended)
27 Jan 16
SC TO-I
Issuer tender offer statement
11 Jan 16
D
$7.7M in equity / options, sold $845.75K, 4 investors
2 Dec 15
D
$0 in options, 2 investors
13 Aug 15
424B3
Prospectus supplement
1 May 15
Proxies
DEFA14A
Additional proxy soliciting materials
17 Jul 17
DEF 14A
Definitive proxy
30 Jun 17
DEF 14A
Definitive proxy
1 May 17
DEF 14A
Definitive proxy
16 Sep 16
PRE 14A
Preliminary proxy
2 Sep 16
DEFR14A
Revised proxy
25 Apr 16
DEF 14A
Definitive proxy
22 Apr 16
DEFA14A
Additional proxy soliciting materials
13 Apr 15
DEF 14A
Definitive proxy
13 Apr 15
DEFA14A
Additional proxy soliciting materials
23 Jun 14
Other
CORRESP
Correspondence with SEC
27 Jan 16
UPLOAD
Letter from SEC
25 Jan 16
UPLOAD
Letter from SEC
28 Sep 15
CORRESP
Correspondence with SEC
10 Sep 15
UPLOAD
Letter from SEC
1 Sep 15
EFFECT
Notice of effectiveness
30 Apr 15
EFFECT
Notice of effectiveness
30 Apr 15
EFFECT
Notice of effectiveness
15 May 14
EFFECT
Notice of effectiveness
15 May 14
EFFECT
Notice of effectiveness
17 Jan 14
Ownership
SC 13G/A
root9B Holdings, Inc.
10 Apr 18
SC 13G/A
root9B Holdings, Inc.
22 Mar 18
SC 13G/A
root9B Holdings, Inc.
8 Feb 18
4/A
Change in insider ownership (amended)
25 Aug 17
4
Guerino Ciampi
23 Aug 17
4
Guerino Ciampi
30 Jun 17
4
Guerino Ciampi
28 Jun 17
4
Guerino Ciampi
26 Jun 17
4
Guerino Ciampi
21 Jun 17
4
Guerino Ciampi
14 Jun 17