The Gabelli Global Utility & Income Trust, is a non-diversified, closed-end management investment company whose investment objective is to seek a consistent level of after-tax total return for its investors with an emphasis on tax-advantaged dividend income. Under normal market conditions, the Fund invests at least 80% of its assets in equity securities and income producing securities (such as governments) of domestic and foreign companies involved in the utilities industry and other industries that are expected to pay dividends periodically.
Company profile
Ticker
GLU, GLU+B
Exchange
CEO
Bruce N. Alpert
Employees
Incorporated
Location
Fiscal year end
SEC CIK
Corporate docs
IRS number
320116828
GLU stock data
Latest filings (excl ownership)
DEFR14A
Revised proxy
3 Apr 24
DEFA14A
Additional proxy soliciting materials
21 Mar 24
DEF 14A
Definitive proxy
21 Mar 24
N-CEN
Annual report (registered investment company)
14 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Sep 23
N-PX
Annual report of proxy voting record
25 Aug 23
CORRESP
Correspondence with SEC
29 Jun 23
DEFA14A
Additional proxy soliciting materials
5 Apr 23
DEF 14A
Definitive proxy
5 Apr 23
Latest ownership filings
NPORT-P
Gabelli Global Utility & Income Trust (Dec 2023 report)
29 Feb 24
4
John Chester Ball
23 Feb 24
3
NICOLAS W PLATT
15 Feb 24
SC 13D/A
GAMCO INVESTORS, INC. ET AL
8 Jan 24
4
MARIO J GABELLI
27 Dec 23
NPORT-P
Gabelli Global Utility & Income Trust (Sep 2023 report)
29 Nov 23
4
MARIO J GABELLI
22 Nov 23
144
Notice of proposed sale of securities
21 Nov 23
4
MARIO J GABELLI
15 Sep 23
144
Notice of proposed sale of securities
13 Sep 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Gabelli Global Utility & Income Trust | – | 3.93 | -3.27 | -3.51 | 143.33 mm | 291 | Sep 2023 |
Institutional ownership, Q2 2023
72.2% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 19 |
Opened positions | 9 |
Closed positions | 2 |
Increased positions | 7 |
Reduced positions | 3 |
13F shares | Current |
---|---|
Total value | 12.21 bn |
Total shares | 869.90 k |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
GABELLI & Co INVESTMENT ADVISERS | 486.81 k | $6.92 bn |
MS Morgan Stanley | 141.23 k | $2.01 bn |
Advisor | 37.36 k | $531.30 mm |
Prospera Financial Services | 32.34 k | $459.91 mm |
LPL Financial | 27.81 k | $395.49 mm |
WFC Wells Fargo & Co. | 21.43 k | $304.70 mm |
UBS UBS Group AG - Registered Shares | 18.74 k | $266.43 mm |
Raymond James & Associates | 18.45 k | $262.43 mm |
GWM Advisors | 16.70 k | $237.50 mm |
Sigma Planning | 13.72 k | $195.08 mm |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
22 Feb 24 | John Chester Ball | Common Shares, Par Value $0.001 | Buy | Acquire P | No | No | 13.29 | 19 | 252.51 | 19 |
26 Dec 23 | Gabelli Mario J | Series B Cumulative Puttable and Callable Preferred Shares | Other | Dispose J | Yes | No | 50 | 59,886 | 2.99 mm | 0 |
20 Nov 23 | Gabelli Mario J | Series B Cumulative Puttable and Callable Preferred Shares | Sell | Dispose S | Yes | No | 50.35 | 2,298 | 115.70 k | 76,000 |
15 Sep 23 | Gabelli Mario J | Series B Cumulative Puttable and Callable Preferred Shares | Buy | Acquire P | Yes | No | 50.31 | 59,886 | 3.01 mm | 59,886 |
15 Sep 23 | Gabelli Mario J | Series B Cumulative Puttable and Callable Preferred Shares | Sell | Dispose S | No | No | 50.31 | 59,886 | 3.01 mm | 0 |