Latest filings (excl ownership)
8-K
Bankruptcy or Receivership
2 Oct 23
8-K
Departure of Directors or Certain Officers
17 Aug 23
8-K
Entry into a Material Definitive Agreement
18 Jul 23
25-NSE
Exchange delisting
10 Jul 23
NT 10-Q
Notice of late quarterly filing
23 May 23
8-K
Athenex, Inc. Reaches Agreement With Lenders to Pursue Expedited Sales Process
22 May 23
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
3 May 23
10-K/A
2022 FY
Annual report (amended)
28 Apr 23
8-K
Departure of Directors or Certain Officers
25 Apr 23
8-K
Amendments to Articles of Incorporation or Bylaws
31 Mar 23
10-K
2022 FY
Annual report
20 Mar 23
8-K
Athenex Provides Fourth Quarter and Full Year 2022 Financial Results and Exploring a range of strategic alternatives
20 Mar 23
8-K
Athenex Announces a Reverse Stock Split
14 Feb 23
S-8
Registration of securities for employees
9 Dec 22
8-K
Athenex Announces Positive Results of Special Stockholder Meeting
22 Nov 22
8-K
Athenex Announces Closing of the Sale of its China API Business
21 Nov 22
10-Q
2022 Q3
Quarterly report
3 Nov 22
8-K
Athenex Provides Third Quarter 2022 Financial Results and Business Update
3 Nov 22
DEFA14A
Additional proxy soliciting materials
11 Oct 22
DEF 14A
Definitive proxy
11 Oct 22
8-K
Entry into a Material Definitive Agreement
3 Oct 22
PRE 14A
Preliminary proxy
27 Sep 22
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
16 Sep 22
8-K
Entry into a Material Definitive Agreement
18 Aug 22
8-K
Athenex, Inc. Announces Proposed Underwritten Public Offering of Common Stock and Warrants
15 Aug 22
424B5
Prospectus supplement for primary offering
12 Aug 22
424B5
Prospectus supplement for primary offering
10 Aug 22
10-Q
2022 Q2
Quarterly report
29 Jul 22
8-K
Athenex Provides Second Quarter 2022 Financial Results and Business Update
28 Jul 22
8-K
Expected sale proceeds of approximately $19.0 million
11 Jul 22
8-K
Entry into a Material Definitive Agreement
1 Jul 22
8-K
Company executes on strategy to extend cash runway by monetizing non-core assets
24 Jun 22
8-K
Submission of Matters to a Vote of Security Holders
14 Jun 22
EFFECT
Notice of effectiveness
23 May 22
POS EX
Additional exhibits for listing
19 May 22
10-Q
2022 Q1
Quarterly report
10 May 22
8-K
Athenex Provides First Quarter 2022 Financial Results and Business Update
10 May 22
DEF 14A
Definitive proxy
28 Apr 22
PRE 14A
Preliminary proxy
18 Apr 22
8-K
Departure of Directors or Certain Officers
15 Apr 22
Latest ownership filings
SC 13D/A
PERCEPTIVE ADVISORS LLC
18 Oct 23
4
JOHNSON YIU NAM LAU
8 May 23
4
Rudolf Kwan
8 May 23
4
Timothy DeVere Cook
8 May 23
4
JINN WU
24 Apr 23
4
JOHN VIERLING
24 Apr 23
4
Benson Kwan Hung TSANG
24 Apr 23
4
Robert J. Spiegel
24 Apr 23
4
JOHNSON YIU NAM LAU
24 Apr 23
4
Rudolf Kwan
24 Apr 23
4
Manson Fok
24 Apr 23
4
Stephanie A Davis
24 Apr 23
4
Timothy DeVere Cook
24 Apr 23
4
Timothy DeVere Cook
11 Apr 23
4
Rudolf Kwan
11 Apr 23
4
JOHNSON YIU NAM LAU
11 Apr 23
4
Timothy DeVere Cook
27 Mar 23
4
Rudolf Kwan
27 Mar 23
4
JOHNSON YIU NAM LAU
27 Mar 23
4
Timothy DeVere Cook
13 Mar 23
4
Rudolf Kwan
13 Mar 23
4
JOHNSON YIU NAM LAU
13 Mar 23
4
Rudolf Kwan
27 Feb 23
4
JOHNSON YIU NAM LAU
27 Feb 23
4
Timothy DeVere Cook
27 Feb 23
4
Joe Annoni
27 Feb 23
SC 13D/A
LAU JOHNSON YIU NAM
14 Feb 23
4
Timothy DeVere Cook
13 Feb 23
4
Rudolf Kwan
13 Feb 23
4
JOHNSON YIU NAM LAU
13 Feb 23
SC 13D
PERCEPTIVE ADVISORS LLC
2 Feb 23
4
Timothy DeVere Cook
31 Jan 23
4
Rudolf Kwan
31 Jan 23
4
JOHNSON YIU NAM LAU
31 Jan 23
4
Manson Fok
17 Jan 23
4
JOHN VIERLING
17 Jan 23
4
JINN WU
17 Jan 23
4
Robert J. Spiegel
17 Jan 23
4
Stephanie A Davis
17 Jan 23
4
Benson Kwan Hung TSANG
17 Jan 23