Alpha Windward is a fund manager in Westwood with $159.53 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Industry
SEC CIK
IRS number
43418655
SEC advisor number
801-55610
FINRA CRD number
110050
AUM ?
$159.53 mm
(as of 30 Jun 20)
Accounts
141
(as of 30 Jun 20)
Employees
2
(2 investment advisory or research)
Address
Alpha Windward
200 LOWDER BROOK DRIVE
SUITE 2400
WESTWOOD
MA 02090-1178
200 LOWDER BROOK DRIVE
SUITE 2400
WESTWOOD
MA 02090-1178
Office hours
Monday - Friday, 9:00 AM TO 5:00 PM
Phone
781-326-8880
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
B.G. Dawson Investments, Inc. | Member, Owner | 07/1998 | 50-75% |
S.B. Carr Investments, Inc. | Member, Owner | 04/1998 | 50-75% |
Carr, Samuel, Baldwin | Managing Director | 04/1998 | < 5% |
Dawson, Benjamin, Gardner | Managing Director, Chief Compliance Officer | 05/1998 | < 5% |
Carr, Samuel, Baldwin | President, Owns 100% Jointly with Wife, Margaret W. G. Carr | 04/1990 | > 75% |
Carr, Margaret, W. G. | Owns 100% Jointly with Husband, Samuel B. Carr, JR. | 04/1990 | > 75% |
the Awbg Nominee Trust | 50% Economic Interest | 02/2018 | 50-75% |
Dawson, Benjamin, Gardner | 100% Voting Control of and 50% Economic Interest, Trustee of Awbg Nominee Trust | 02/2018 | 50-75% |
Dawson, Cornelia, A. B. | Trustee and 100% Beneficiary of Awbg Nominee Trust | 02/2018 | > 75% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Alpha Windward LLC | $159.53 mm | |
Carr Total Return Fund L. P. | $69.85 mm | Other Private Fund |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
19 Apr 21
13F-HR
Quarterly holdings report by institutional manager
14 Jan 21
13F-HR
Quarterly holdings report by institutional manager
21 Oct 20
13F-HR
Quarterly holdings report by institutional manager
13 Jul 20
13F-HR
Quarterly holdings report by institutional manager
15 Apr 20
13F-HR
Quarterly holdings report by institutional manager
14 Jan 20
13F-HR
Quarterly holdings report by institutional manager
8 Oct 19
13F-HR
Quarterly holdings report by institutional manager
30 Jul 19
13F-HR
Quarterly holdings report by institutional manager
16 Apr 19
13F-HR
Quarterly holdings report by institutional manager
17 Jan 19