| Owner | Title | From | %Ownership |
|---|---|---|---|
| B.G. Dawson Investments, Inc. | Member, Owner | 07/1998 | 50-75% |
| S.B. Carr Investments, Inc. | Member, Owner | 04/1998 | 50-75% |
| Carr, Samuel, Baldwin | Managing Director | 04/1998 | < 5% |
| Dawson, Benjamin, Gardner | Managing Director, Chief Compliance Officer | 05/1998 | < 5% |
| Carr, Samuel, Baldwin | President, Owns 100% Jointly with Wife, Margaret W. G. Carr | 04/1990 | > 75% |
| Carr, Margaret, W. G. | Owns 100% Jointly with Husband, Samuel B. Carr, JR. | 04/1990 | > 75% |
| the Awbg Nominee Trust | 50% Economic Interest | 02/2018 | 50-75% |
| Dawson, Benjamin, Gardner | 100% Voting Control of and 50% Economic Interest, Trustee of Awbg Nominee Trust | 02/2018 | 50-75% |
| Dawson, Cornelia, A. B. | Trustee and 100% Beneficiary of Awbg Nominee Trust | 02/2018 | > 75% |
| Fund structure | AUM | Fund type |
|---|---|---|
| Alpha Windward LLC | $159.53 mm | |
| Carr Total Return Fund L. P. | $69.85 mm | Other Private Fund |
