Company profile
Employees
Incorporated
Location
Fiscal year end
Former names
PYXIS FUNDS I
SEC CIK
Latest filings (excl ownership)
N-CSRS
Certified semi-annual shareholder report (management investment company)
10 Mar 23
N-CEN
Annual report (registered investment company)
13 Sep 22
N-CSR
Certified annual shareholder report (management investment company)
8 Sep 22
N-PX
Annual report of proxy voting record
18 Aug 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
11 Mar 22
CORRESP
Correspondence with SEC
10 Jan 22
DEF 14A
Definitive proxy
13 Dec 21
PRE 14A
Preliminary proxy
1 Dec 21
CORRESP
Correspondence with SEC
3 Nov 21
N-CEN
Annual report (registered investment company)
13 Sep 21
Latest ownership filings
NPORT-P
Nexpoint Merger Arbitrage Fund (Dec 2022 report)
1 Mar 23
NPORT-P
NexPoint Event Driven Fund (Dec 2022 report)
1 Mar 23
NPORT-P
Highland/iboxx Senior Loan Etf (Dec 2022 report)
1 Mar 23
NPORT-P
Highland/iboxx Senior Loan Etf (Sep 2022 report)
29 Nov 22
NPORT-P
NexPoint Event Driven Fund (Sep 2022 report)
29 Nov 22
NPORT-P
Nexpoint Merger Arbitrage Fund (Sep 2022 report)
29 Nov 22
NPORT-P
Highland/iboxx Senior Loan Etf (Jun 2022 report)
29 Aug 22
NPORT-P
NexPoint Event Driven Fund (Jun 2022 report)
29 Aug 22
NPORT-P
Nexpoint Merger Arbitrage Fund (Jun 2022 report)
29 Aug 22
NPORT-P
Nexpoint Merger Arbitrage Fund (Mar 2022 report)
31 May 22
Funds
| Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
|---|---|---|---|---|---|---|---|
| Highland Opportunistic Credit Fund | HNRAX, HNRCX, HNRZX | 0.48 | 0.04 | -0.90 | 6.96 mm | 7 | Dec 2020 |
| HIGHLAND/IBOXX SENIOR LOAN ETF | SNLN | 0.25 | 0.73 | 1.13 | 29.01 mm | 78 | Dec 2022 |
| NexPoint Event Driven Fund | HHCAX, HHCCX, HHCZX | -0.59 | -0.14 | 1.99 | 33.50 mm | 105 | Dec 2022 |
| Nexpoint Merger Arbitrage Fund | HMEAX, HMECX, HMEZX | 0.03 | 0.31 | 1.21 | 1.53 bn | 159 | Dec 2022 |
Institutional ownership, Q4 2022
| 13F holders | Current |
|---|---|
| Total holders | 23 |
| Opened positions | 10 |
| Closed positions | 5 |
| Increased positions | 4 |
| Reduced positions | 6 |
| 13F shares | Current |
|---|---|
| Total value | 6.08 bn |
| Total shares | 448.87 k |
| Total puts | 0.00 |
| Total calls | 0.00 |
| Total put/call ratio | – |
| Largest owners | Shares | Value |
|---|---|---|
| MS Morgan Stanley | 74.81 k | $1.09 bn |
| Congress Wealth Management LLC / DE | 72.87 k | $1.06 bn |
| LPL Financial | 72.65 k | $1.06 bn |
| TFC Truist Financial | 33.23 k | $484.81 mm |
| WFC Wells Fargo & Co. | 24.79 k | $361.70 mm |
| Jane Street | 23.47 k | $342.41 mm |
| Financial Advocates Investment Management | 19.77 k | $288.36 mm |
| Comerica Securities,inc. | 18.34 k | $267.57 mm |
| Envestnet Asset Management | 18.34 k | $267.57 mm |
| Sowell Financial Services | 17.40 k | $254.00 k |