established in 1890, stifel, nicolaus & company, incorporated is one of the nation’s premier full-service financial services firms, providing brokerage, trading, investment banking, investment advisory, and related services to individual investors, professional money managers, businesses, and municipalities through more than 350 locations in 45 states and the district of columbia. stifel ranks as the 6th largest brokerage firm in the country as measured by number of financial advisors, with approximately 2,100, and features a highly regarded equity research department that has earned numerous accolades from such publications as the wall street journal, forbes, and the financial times. stifel is the principal subsidiary of stifel financial corp. (nyse: sf), a financial services holding company headquartered in st. louis, missouri. some of stifel financial’s other subsidiaries include century securities associates, inc., an independent contractor broker-dealer firm; stifel nicolaus lim

Company profile
Ticker
SF, SF+B, SF+C, SF+D
Exchange
Website
CEO
Ronald Kruszewski
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
SEC CIK
Corporate docs
Subsidiaries
Stifel, Nicolaus & Company, Incorporated • KCP Fund General Partner LLC • Stifel Nicolaus Insurance Agency, Incorporated • Stifel Nicolaus Israel Ltd. • Thomas Weisel Capital Management LLC • Thomas Weisel Strategic Opportunities Partners LLC • Stifel Bancorp, Inc. • Stifel Bank Community Development Corporation • Stifel Bank - CDC - 501 N Broadway, Inc. • SBT Investments - REIT, Inc. ...
IRS number
431273600
SF stock data
Latest filings (excl ownership)
8-K
Stifel Reports October 2023 Operating Data
21 Nov 23
10-Q
2023 Q3
Quarterly report
7 Nov 23
8-K
Stifel Reports Third Quarter 2023 Results
25 Oct 23
8-K
Entry into a Material Definitive Agreement
28 Sep 23
8-K
Stifel Reports August 2023 Operating Data
28 Sep 23
S-3ASR
Automatic shelf registration
14 Sep 23
8-K
Stifel Reports July 2023 Operating Data
24 Aug 23
8-K
Amendments to Articles of Incorporation or Bylaws
11 Aug 23
10-Q
2023 Q2
Quarterly report
9 Aug 23
8-K
Stifel Reports Second Quarter 2023 Results
26 Jul 23
Transcripts
SF
Earnings call transcript
2023 Q3
25 Oct 23
SF
Earnings call transcript
2023 Q2
26 Jul 23
SF
Earnings call transcript
2023 Q2
26 Jul 23
SF
Earnings call transcript
2023 Q1
26 Apr 23
SF
Earnings call transcript
2022 Q4
25 Jan 23
SF
Earnings call transcript
2022 Q3
26 Oct 22
SF
Earnings call transcript
2022 Q2
27 Jul 22
SF
Earnings call transcript
2022 Q1
27 Apr 22
SF
Earnings call transcript
2021 Q4
26 Jan 22
SF
Earnings call transcript
2021 Q3
27 Oct 21
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
13 Nov 23
4
CHRISTOPHER K REICHERT
21 Aug 23
144
Notice of proposed sale of securities
18 Aug 23
13F-HR
Quarterly holdings report by institutional manager
14 Aug 23
11-K
Annual report of employee stock purchases
21 Jun 23
4
MICHAEL J ZIMMERMAN
15 Jun 23
4
DAVID A PEACOCK
15 Jun 23
4
Maura A. Markus
15 Jun 23
4
Daniel J. Ludeman
15 Jun 23
4
James P. Kavanaugh
15 Jun 23
Financial summary
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Diluted EPS |
Annual (USD) | Dec 22 | Dec 21 | Dec 20 | Dec 19 | |
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Institutional ownership, Q3 2023
0.0% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 2 |
Opened positions | 2 |
Closed positions | 363 |
Increased positions | 0 |
Reduced positions | 0 |
13F shares | Current |
---|---|
Total value | 165.13 mm |
Total shares | 6.99 k |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Estabrook Capital Management | 6.95 k | $164.23 mm |
Tucker Asset Management | 38.00 | $898.00 k |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
18 Aug 23 | Christopher K Reichert | Common Stock | Sell | Dispose S | Yes | No | 62.4 | 15,377 | 959.52 k | 42,225 |
18 Aug 23 | Christopher K Reichert | Common Stock | Sell | Dispose S | No | No | 62.38 | 9,623 | 600.28 k | 0 |
13 Jun 23 | Berlew Adam T. | Common Stock | Option exercise | Acquire M | No | No | 0 | 2,641 | 0.00 | 10,024 |
13 Jun 23 | Berlew Adam T. | Phantom Stock Units Common Stock | Option exercise | Dispose M | No | No | 0 | 2,641 | 0.00 | 2,504 |
13 Jun 23 | Brown Kathleen | Common Stock | Option exercise | Acquire M | No | No | 0 | 2,641 | 0.00 | 22,090 |
13 Jun 23 | Brown Kathleen | Phantom Stock Units Common Stock | Option exercise | Dispose M | No | No | 0 | 2,641 | 0.00 | 0 |
13 Jun 23 | Brown Michael W | Common Stock | Option exercise | Acquire M | No | No | 0 | 2,641 | 0.00 | 62,575 |
13 Jun 23 | Brown Michael W | Phantom Stock Units Common Stock | Option exercise | Dispose M | No | No | 0 | 2,641 | 0.00 | 2,504 |
13 Jun 23 | James P. Kavanaugh | Common Stock | Option exercise | Acquire M | No | No | 0 | 2,554 | 0.00 | 2,554 |
13 Jun 23 | James P. Kavanaugh | Phantom Stock Units Common Stock | Option exercise | Dispose M | No | No | 0 | 2,554 | 0.00 | 2,504 |
News
Top 10 Trending Stocks On WallStreetBets As Of November 13, 2023 (Via Swaggy Stocks)
13 Nov 23
Earnings Scheduled For October 25, 2023
25 Oct 23
Stifel Financial Q3 Adj EPS $0.60 Misses $1.29 Estimate, Sales $1.04B Miss $1.07B Estimate
25 Oct 23
JMP Securities Maintains Market Outperform on Stifel Financial, Lowers Price Target to $82
10 Oct 23
Press releases
KBW Announces Index Rebalancing for Fourth-Quarter 2023
8 Dec 23
Stifel Survey Finds, Amid Concern Over the Economy and Personal Finances, Sustainability Takes a Back Seat to Price and Value This Holiday Shopping Season
6 Dec 23
Stifel Unveils Ad Creative Featuring Mikaela Shiffrin
22 Nov 23
Stifel Reports October 2023 Operating Data
21 Nov 23
Stifel Declares Quarterly Common Stock Cash Dividend And Declares Preferred Stock Cash Dividend
15 Nov 23