Financial reports
N-CEN
Annual report (registered investment company)
11 Feb 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Dec 21
N-CEN
Annual report (registered investment company)
9 Jun 21
N-CSR
Certified annual shareholder report (management investment company)
7 Jun 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Dec 20
N-CEN
Annual report (registered investment company)
12 Jun 20
N-CSR
Certified annual shareholder report (management investment company)
8 Jun 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Dec 19
N-CEN
Annual report (registered investment company)
13 Jun 19
N-CSR
Certified annual shareholder report (management investment company)
10 Jun 19
Current reports
No filings
Registration and prospectus
D/A
Indefinite amount in investment fund, sold $57.74M, 376 investors
14 May 20
D/A
Indefinite amount in investment fund, sold $57.74M, 376 investors
13 May 19
D/A
Indefinite amount in investment fund, sold $57.74M, 376 investors
16 May 18
D/A
Indefinite amount in investment fund, sold $57.74M, 376 investors
2 Aug 17
SC TO-I/A
Issuer tender offer statement (amended)
5 Jun 17
SC TO-I
Issuer tender offer statement
30 Mar 17
D/A
Indefinite amount in investment fund, sold $57.37M, 375 investors
6 Jun 16
D/A
Indefinite amount in investment fund, sold $56.46M, 367 investors
12 May 15
D/A
Indefinite amount in investment fund, sold $54.93M, 350 investors
29 Apr 14
SC TO-I
Issuer tender offer statement
20 Jun 13
Proxies
N-PX
Annual report of proxy voting record
3 Mar 22
N-PX
Annual report of proxy voting record
20 Aug 21
DEF 14A
Definitive proxy
25 Jun 21
PRE 14A
Preliminary proxy
2 Feb 21
N-PX
Annual report of proxy voting record
20 Aug 20
N-PX
Annual report of proxy voting record
20 Aug 19
N-PX
Annual report of proxy voting record
28 Aug 18
N-PX
Annual report of proxy voting record
14 Aug 17
N-PX
Annual report of proxy voting record
22 Aug 16
N-PX
Annual report of proxy voting record
27 Aug 15
Other
CORRESP
Correspondence with SEC
30 Apr 21
CORRESP
Correspondence with SEC
18 Oct 19
CORRESP
Correspondence with SEC
13 Jan 17
CORRESP
Correspondence with SEC
9 Aug 13
CORRESP
Correspondence with SEC
12 Mar 13
CORRESP
Correspondence with SEC
27 Feb 13
CORRESP
Correspondence with SEC
15 Feb 13
CORRESP
Correspondence with SEC
12 Feb 13
CORRESP
Correspondence with SEC
18 Jan 13
CORRESP
Correspondence with SEC
30 Apr 12
Ownership
NPORT-P
City National Rochdale High Yield Alternative Strategies Fund TEI LLC (Sep 2021 report)
29 Nov 21
3
Peter Michael Carbone
2 Nov 21
3
Thomas Arthur Galvin
28 Oct 21
SC 13D/A
CITY NATIONAL ROCHDALE, LLC
25 Aug 21
NPORT-P
City National Rochdale High Yield Alternative Strategies Fund TEI LLC (Jun 2021 report)
24 Aug 21
NPORT-P
City National Rochdale High Yield Alternative Strategies Fund TEI LLC (Mar 2021 report)
28 May 21
SC 13D/A
CITY NATIONAL ROCHDALE, LLC
5 Mar 21
NPORT-P
City National Rochdale High Yield Alternative Strategies Fund TEI LLC (Dec 2020 report)
1 Mar 21
SC 13D/A
CITY NATIONAL ROCHDALE, LLC
24 Feb 21
SC 13D/A
CITY NATIONAL ROCHDALE, LLC
11 Jan 21