Latest filings (excl ownership)
N-PX
Annual report of proxy voting record
3 Mar 22
N-CEN
Annual report (registered investment company)
11 Feb 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Dec 21
N-PX
Annual report of proxy voting record
20 Aug 21
DEF 14A
Definitive proxy
25 Jun 21
N-CEN
Annual report (registered investment company)
9 Jun 21
N-CSR
Certified annual shareholder report (management investment company)
7 Jun 21
CORRESP
Correspondence with SEC
30 Apr 21
PRE 14A
Preliminary proxy
2 Feb 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Dec 20
N-PX
Annual report of proxy voting record
20 Aug 20
N-CEN
Annual report (registered investment company)
12 Jun 20
N-CSR
Certified annual shareholder report (management investment company)
8 Jun 20
D/A
Indefinite amount in investment fund, sold $57.74M, 376 investors
14 May 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Dec 19
CORRESP
Correspondence with SEC
18 Oct 19
N-PX
Annual report of proxy voting record
20 Aug 19
N-CEN
Annual report (registered investment company)
13 Jun 19
N-CSR
Certified annual shareholder report (management investment company)
10 Jun 19
D/A
Indefinite amount in investment fund, sold $57.74M, 376 investors
13 May 19
N-CSRS
Certified semi-annual shareholder report (management investment company)
10 Dec 18
N-PX
Annual report of proxy voting record
28 Aug 18
N-CSR
Certified annual shareholder report (management investment company)
11 Jun 18
D/A
Indefinite amount in investment fund, sold $57.74M, 376 investors
16 May 18
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Dec 17
N-PX
Annual report of proxy voting record
14 Aug 17
D/A
Indefinite amount in investment fund, sold $57.74M, 376 investors
2 Aug 17
N-CSR
Certified annual shareholder report (management investment company)
7 Jun 17
SC TO-I/A
Issuer tender offer statement (amended)
5 Jun 17
SC TO-I
Issuer tender offer statement
30 Mar 17
CORRESP
Correspondence with SEC
13 Jan 17
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Dec 16
N-PX
Annual report of proxy voting record
22 Aug 16
N-CSR
Certified annual shareholder report (management investment company)
8 Jun 16
D/A
Indefinite amount in investment fund, sold $57.37M, 375 investors
6 Jun 16
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Dec 15
N-PX
Annual report of proxy voting record
27 Aug 15
N-CSR
Certified annual shareholder report (management investment company)
8 Jun 15
D/A
Indefinite amount in investment fund, sold $56.46M, 367 investors
12 May 15
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Dec 14
Latest ownership filings
NPORT-P
City National Rochdale High Yield Alternative Strategies Fund TEI LLC (Sep 2021 report)
29 Nov 21
3
Peter Michael Carbone
2 Nov 21
3
Thomas Arthur Galvin
28 Oct 21
SC 13D/A
CITY NATIONAL ROCHDALE, LLC
25 Aug 21
NPORT-P
City National Rochdale High Yield Alternative Strategies Fund TEI LLC (Jun 2021 report)
24 Aug 21
NPORT-P
City National Rochdale High Yield Alternative Strategies Fund TEI LLC (Mar 2021 report)
28 May 21
SC 13D/A
CITY NATIONAL ROCHDALE, LLC
5 Mar 21
NPORT-P
City National Rochdale High Yield Alternative Strategies Fund TEI LLC (Dec 2020 report)
1 Mar 21
SC 13D/A
CITY NATIONAL ROCHDALE, LLC
24 Feb 21
SC 13D/A
CITY NATIONAL ROCHDALE, LLC
11 Jan 21
NPORT-P
City National Rochdale High Yield Alternative Strategies Fund TEI LLC (Sep 2020 report)
27 Nov 20
SC 13D/A
CITY NATIONAL ROCHDALE, LLC
3 Nov 20
NPORT-P
City National Rochdale High Yield Alternative Strategies Fund TEI LLC (Jun 2020 report)
28 Aug 20
3
Julie C Miller
9 Jul 20
NPORT-P
City National Rochdale High Yield Alternative Strategies Fund TEI LLC (Mar 2020 report)
29 May 20
NPORT-P
City National Rochdale High Yield Alternative Strategies Fund TEI LLC (Dec 2019 report)
28 Feb 20
3
Jay C Nadel
23 Jan 20
3
DANIEL A HANWACKER SR
23 Jan 20
3
James R. Wolford
23 Jan 20
3
Jon C. Hunt
23 Jan 20
3
Andrew S. Clare
23 Jan 20
3
Mitchell Cepler
23 Jan 20
3
Don Andrews
23 Jan 20
SC 13D
Beneficial ownership report
21 Jan 20
NPORT-P
City National Rochdale High Yield Alternative Strategies Fund TEI LLC (Sep 2019 report)
21 Nov 19