Latest filings (excl ownership)
8-K
Guggenheim Strategic Opportunities Fund
9 May 24
424B3
Prospectus supplement
6 May 24
424B5
Prospectus supplement for primary offering
3 May 24
DEF 14A
Definitive proxy
4 Mar 24
DEF 14A
Definitive proxy
1 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Feb 24
N-PX
Annual report of proxy voting record
17 Aug 23
N-CEN
Annual report (registered investment company)
14 Aug 23
N-CSR
Certified annual shareholder report (management investment company)
2 Aug 23
8-K
Entry into a Material Definitive Agreement
11 Apr 23
424B5
Prospectus supplement for primary offering
28 Mar 23
CORRESP
Correspondence with SEC
17 Mar 23
DEF 14A
Definitive proxy
3 Mar 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
3 Feb 23
424B3
Prospectus supplement
10 Jan 23
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
22 Nov 22
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
21 Sep 22
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
16 Sep 22
N-PX
Annual report of proxy voting record
24 Aug 22
N-CEN
Annual report (registered investment company)
15 Aug 22
N-CSR
Certified annual shareholder report (management investment company)
10 Aug 22
8-K
Other Events
29 Apr 22
DEF 14A
Definitive proxy
4 Mar 22
424B5
Prospectus supplement for primary offering
25 Feb 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
4 Feb 22
POS EX
Additional exhibits for listing
25 Oct 21
8-K
Other Events
25 Oct 21
424B5
Prospectus supplement for primary offering
20 Sep 21
424B5
Prospectus supplement for primary offering
16 Sep 21
DEFA14A
Additional proxy soliciting materials
31 Aug 21
N-PX
Annual report of proxy voting record
26 Aug 21
DEFA14A
Additional proxy soliciting materials
25 Aug 21
DEFA14A
Additional proxy soliciting materials
19 Aug 21
N-CEN
Annual report (registered investment company)
9 Aug 21
N-CSR
Certified annual shareholder report (management investment company)
6 Aug 21
POS EX
Additional exhibits for listing
1 Jul 21
EFFECT
Notice of effectiveness
29 Jun 21
424B5
Prospectus supplement for primary offering
29 Jun 21
CORRESP
Correspondence with SEC
23 Jun 21
N-14 8C/A
Registration statement for closed-end investment company (amended)
21 Jun 21
Latest ownership filings
NPORT-P
Guggenheim Strategic Opportunities Fund (Feb 2024 report)
29 Apr 24
4
Randall C Barnes
1 Feb 24
4
Randall C Barnes
5 Jan 24
4
Randall C Barnes
13 Dec 23
4
Randall C Barnes
11 Dec 23
4
Randall C Barnes
8 Dec 23
4
Randall C Barnes
7 Dec 23
4
Randall C Barnes
6 Dec 23
4
Randall C Barnes
4 Dec 23
4
Randall C Barnes
4 Dec 23
4
Randall C Barnes
30 Nov 23
4
Randall C Barnes
30 Nov 23
4
Randall C Barnes
28 Nov 23
4
Randall C Barnes
6 Nov 23
NPORT-P
Guggenheim Strategic Opportunities Fund (Aug 2023 report)
25 Oct 23
4
Angela Brock-Kyle
12 Oct 23
4
Angela Brock-Kyle
3 Oct 23
NPORT-P
Guggenheim Strategic Opportunities Fund (May 2023 report)
27 Jul 23
NPORT-P
Guggenheim Strategic Opportunities Fund (Feb 2023 report)
27 Apr 23
4/A
RONALD E TOUPIN JR
14 Mar 23
4
RONALD E TOUPIN JR
13 Mar 23
NPORT-P
Guggenheim Strategic Opportunities Fund (Nov 2022 report)
30 Jan 23
NPORT-P
Guggenheim Strategic Opportunities Fund (Aug 2022 report)
27 Oct 22
4
RONALD E TOUPIN JR
12 Oct 22
4
RONALD E TOUPIN JR
29 Sep 22
4
RONALD E TOUPIN JR
22 Sep 22
NPORT-P
Guggenheim Strategic Opportunities Fund (May 2022 report)
1 Aug 22
4
Randall C Barnes
16 Jun 22
4
Randall C Barnes
15 Jun 22
4/A
Randall C Barnes
8 Jun 22
4
Randall C Barnes
3 Jun 22
NPORT-P
Guggenheim Strategic Opportunities Fund (Feb 2022 report)
28 Apr 22
NPORT-P
Guggenheim Strategic Opportunities Fund (Nov 2021 report)
28 Jan 22
3
III Orenzo Perry Hollowell
3 Nov 21
4
Randall C Barnes
3 Nov 21
NPORT-P
Guggenheim Strategic Opportunities Fund (Aug 2021 report)
27 Oct 21
NPORT-P
Guggenheim Strategic Opportunities Fund (May 2021 report)
28 Jul 21
4
Angela Brock-Kyle
7 Jun 21
NPORT-P
Guggenheim Strategic Opportunities Fund (Feb 2021 report)
28 Apr 21
NPORT-P
Guggenheim Strategic Opportunities Fund (Nov 2020 report)
29 Jan 21