Guggenheim Investments is the global asset management and investment advisory division of Guggenheim Partners, LLC ("Guggenheim"), with $245 billion in assets under management across fixed income, equity, and alternative strategies. It focuses on the return and risk needs of insurance companies, corporate and public pension funds, sovereign wealth funds, endowments and foundations, consultants, wealth managers, and high-net-worth investors. Its 295+ investment professionals perform rigorous research to understand market trends and identify undervalued opportunities in areas that are often complex and underfollowed. This approach to investment management has enabled us to deliver innovative strategies providing diversification opportunities and attractive long-term results.
Company profile
Ticker
GOF
Exchange
CEO
Brian Binder
Employees
Incorporated
Location
Fiscal year end
Former names
Claymore Strategic Opportunities Fund, Claymore/Guggenheim Strategic Opportunities Fund, CLAYMORE/GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
SEC CIK
Corporate docs
GOF stock data
Latest filings (excl ownership)
DEF 14A
Definitive proxy
4 Mar 24
DEF 14A
Definitive proxy
1 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Feb 24
N-PX
Annual report of proxy voting record
17 Aug 23
N-CEN
Annual report (registered investment company)
14 Aug 23
N-CSR
Certified annual shareholder report (management investment company)
2 Aug 23
8-K
Entry into a Material Definitive Agreement
11 Apr 23
424B5
Prospectus supplement for primary offering
28 Mar 23
CORRESP
Correspondence with SEC
17 Mar 23
DEF 14A
Definitive proxy
3 Mar 23
Latest ownership filings
4
Randall C Barnes
1 Feb 24
NPORT-P
Guggenheim Strategic Opportunities Fund (Nov 2023 report)
29 Jan 24
4
Randall C Barnes
5 Jan 24
4
Randall C Barnes
13 Dec 23
4
Randall C Barnes
11 Dec 23
4
Randall C Barnes
8 Dec 23
4
Randall C Barnes
7 Dec 23
4
Randall C Barnes
6 Dec 23
4
Randall C Barnes
4 Dec 23
4
Randall C Barnes
4 Dec 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Guggenheim Strategic Opportunities Fund | – | -1.12 | -1.32 | 4.65 | 2.06 bn | 1,489 | Nov 2023 |
Institutional ownership, Q3 2023
14.0% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 123 |
Opened positions | 12 |
Closed positions | 7 |
Increased positions | 63 |
Reduced positions | 32 |
13F shares | Current |
---|---|
Total value | 263.96 bn |
Total shares | 18.95 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
MS Morgan Stanley | 4.38 mm | $64.81 bn |
UBS UBS Group AG - Registered Shares | 1.90 mm | $28.09 bn |
LPL Financial | 965.96 k | $14.29 bn |
Advisor | 959.92 k | $14.20 bn |
Prime Capital Investment Advisors | 868.52 k | $12.85 bn |
Verus Capital Partners | 407.47 k | $6.03 bn |
Commonwealth Equity Services | 406.11 k | $6.01 mm |
CNS Cohen & Steers | 399.94 k | $5.90 bn |
RY Royal Bank Of Canada | 383.68 k | $5.68 bn |
Change Path | 381.28 k | $5.64 mm |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
1 Feb 24 | Barnes Randall C | Common Stock | Sell | Dispose S | No | No | 13.95 | 10,000 | 139.50 k | 5,849.152 |
5 Jan 24 | Barnes Randall C | Common Stock | Sell | Dispose S | No | No | 13.6 | 20,000 | 272.00 k | 15,849 |
13 Dec 23 | Barnes Randall C | Common Stock | Sell | Dispose S | No | No | 13.67 | 6,000 | 82.02 k | 35,849 |
8 Dec 23 | Barnes Randall C | Common Stock | Sell | Dispose S | No | No | 13.86 | 2,000 | 27.72 k | 41,849 |
7 Dec 23 | Barnes Randall C | Common Stock | Sell | Dispose S | No | No | 13.71 | 8,000 | 109.68 k | 43,849 |