| Date | Company | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|---|---|
| 17 Oct 24 | AVK Advent Convertible and Income Fund | Common Stock | Buy | Acquire P | No | No | 11.28 | 3,785 | 42.69 k | 15,140 |
| 3 Oct 24 | GUG Guggenheim Active Allocation Fund | Common Stock | Sell | Dispose S | No | No | 16.45 | 500 | 8.23 k | 65,322 |
| 2 Jul 24 | GOF Guggenheim Strategic Opportunities Fund | Common Stock | Sell | Dispose S | No | No | 15.02 | 5,849 | 87.85 k | 0 |
| 1 Feb 24 | GOF Guggenheim Strategic Opportunities Fund | Common Stock | Sell | Dispose S | No | No | 13.95 | 10,000 | 139.50 k | 5,849.152 |
| 30 Jan 24 | GUG Guggenheim Active Allocation Fund | Common Stock | Buy | Acquire P | No | No | 14.5 | 385 | 5.58 k | 65,822 |
