Company profile
Latest filings (excl ownership)
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Apr 24
N-CEN
Annual report (registered investment company)
11 Oct 23
N-CSR
Certified annual shareholder report (management investment company)
6 Oct 23
N-PX
Annual report of proxy voting record
10 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Apr 23
N-CEN
Annual report (registered investment company)
12 Oct 22
N-CSR
Certified annual shareholder report (management investment company)
11 Oct 22
N-PX
Annual report of proxy voting record
4 Aug 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Apr 22
N-CEN
Annual report (registered investment company)
12 Oct 21
Latest ownership filings
NPORT-P
First Trust Utilities AlphaDEX Fund (Jan 2024 report)
21 Mar 24
NPORT-P
First Trust Mid Cap Value AlphaDEX Fund (Jan 2024 report)
21 Mar 24
NPORT-P
First Trust Health Care AlphaDEX Fund (Jan 2024 report)
21 Mar 24
NPORT-P
First Trust Industrials/Producer Durables AlphaDEX Fund (Jan 2024 report)
21 Mar 24
NPORT-P
First Trust Mid Cap Core AlphaDEX Fund (Jan 2024 report)
21 Mar 24
NPORT-P
First Trust Small Cap Core AlphaDEX Fund (Jan 2024 report)
21 Mar 24
NPORT-P
First Trust Materials AlphaDEX Fund (Jan 2024 report)
21 Mar 24
NPORT-P
First Trust Multi Cap Value AlphaDEX Fund (Jan 2024 report)
21 Mar 24
NPORT-P
First Trust Consumer Staples AlphaDEX Fund (Jan 2024 report)
21 Mar 24
NPORT-P
First Trust Large Cap Value AlphaDEX Fund (Jan 2024 report)
21 Mar 24
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
First Trust Consumer Discretionary AlphaDEX Fund | FXD | 11.46 | 10.73 | -2.39 | 1.42 bn | 123 | Jan 2024 |
First Trust Consumer Staples AlphaDEX Fund | FXG | 4.44 | 4.36 | -1.43 | 426.30 mm | 41 | Jan 2024 |
First Trust Energy AlphaDEX Fund | FXN | -2.54 | -0.48 | -2.34 | 540.94 mm | 43 | Jan 2024 |
First Trust Financials AlphaDEX Fund | FXO | 10.83 | 8.88 | 0.76 | 829.49 mm | 105 | Jan 2024 |
First Trust Health Care AlphaDEX Fund | FXH | 6.15 | 7.71 | -1.06 | 1.26 bn | 87 | Jan 2024 |
First Trust Industrials/Producer Durables AlphaDEX Fund | FXR | 9.90 | 9.27 | -0.51 | 1.74 bn | 134 | Jan 2024 |
First Trust Large Cap Core AlphaDEX Fund | FEX | 9.52 | 5.77 | 0.51 | 1.12 bn | 376 | Jan 2024 |
First Trust Large Cap Growth AlphaDEX Fund | FTC | 11.50 | 5.60 | 2.11 | 1.05 bn | 188 | Jan 2024 |
First Trust Large Cap Value AlphaDEX Fund | FTA | 7.48 | 5.85 | -0.83 | 1.14 bn | 188 | Jan 2024 |
First Trust Materials AlphaDEX Fund | FXZ | 7.07 | 8.10 | -4.15 | 436.53 mm | 40 | Jan 2024 |
First Trust Mid Cap Core AlphaDEX Fund | FNX | 9.26 | 10.87 | -2.52 | 1.11 bn | 453 | Jan 2024 |
First Trust Mid Cap Growth AlphaDEX Fund | FNY | 10.16 | 9.97 | -2.37 | 299.05 mm | 227 | Jan 2024 |
First Trust Mid Cap Value AlphaDEX Fund | FNK | 8.30 | 11.62 | -2.91 | 231.33 mm | 227 | Jan 2024 |
First Trust Multi Cap Growth AlphaDEX Fund | FAD | 10.74 | 7.66 | -0.39 | 174.69 mm | 679 | Jan 2024 |
First Trust Multi Cap Value AlphaDEX Fund | FAB | 7.83 | 9.08 | -2.21 | 156.93 mm | 677 | Jan 2024 |
First Trust Small Cap Core AlphaDEX Fund | FYX | 8.39 | 11.75 | -4.30 | 859.00 mm | 528 | Jan 2024 |
First Trust Small Cap Growth AlphaDEX Fund | FYC | 9.66 | 9.62 | -3.73 | 248.72 mm | 266 | Jan 2024 |
First Trust Small Cap Value AlphaDEX Fund | FYT | 8.06 | 13.39 | -4.50 | 193.35 mm | 264 | Jan 2024 |
First Trust Technology AlphaDEX Fund | FXL | 12.58 | 8.00 | 1.74 | 1.34 bn | 100 | Jan 2024 |
First Trust Utilities AlphaDEX Fund | FXU | 5.98 | 5.26 | -4.71 | 231.05 mm | 41 | Jan 2024 |
Institutional ownership, Q3 2023
13F holders | Current |
---|---|
Total holders | 435 |
Opened positions | 52 |
Closed positions | 34 |
Increased positions | 153 |
Reduced positions | 160 |
13F shares | Current |
---|---|
Total value | 2.55 tn |
Total shares | 66.15 mm |
Total puts | 52.00 k |
Total calls | 226.30 k |
Total put/call ratio | 0.2 |
Largest owners | Shares | Value |
---|---|---|
MS Morgan Stanley | 10.48 mm | $442.43 bn |
BAC Bank Of America | 7.09 mm | $318.90 bn |
LPL Financial | 5.03 mm | $148.46 bn |
UBS UBS Group AG - Registered Shares | 4.80 mm | $218.21 bn |
RY Royal Bank Of Canada | 2.92 mm | $104.02 bn |
C Citigroup | 2.73 mm | $124.18 bn |
Prudential | 2.56 mm | $116.31 bn |
Commonwealth Equity Services | 1.78 mm | $31.13 bn |
WFC Wells Fargo & Co. | 1.56 mm | $70.75 bn |
Advisor | 1.45 mm | $45.27 bn |