Latest filings (excl ownership)
AW
Withdrawal of amendment
11 Apr 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Jan 24
CORRESP
Correspondence with SEC
28 Dec 23
N-CEN
Annual report (registered investment company)
14 Dec 23
N-CSR
Certified annual shareholder report (management investment company)
8 Dec 23
AW
Withdrawal of amendment
29 Nov 23
D
Indefinite amount in investment fund, sold $5.00 mm, 6 investors
10 Oct 23
N-PX
Annual report of proxy voting record
23 Aug 23
POS EX
Additional exhibits for listing
15 Aug 23
EFFECT
Notice of effectiveness
8 Aug 23
N-14/A
Registration statement for investment companies business combination (amended)
7 Aug 23
CORRESP
Correspondence with SEC
7 Aug 23
N-CEN
Annual report (registered investment company)
14 Jul 23
N-CSR
Certified annual shareholder report (management investment company)
7 Jul 23
N-14
Registration statement for investment companies business combination
30 Jun 23
425
Business combination disclosure
27 Jun 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
1 Jun 23
N-14
Registration statement for investment companies business combination
18 Apr 23
AW
Withdrawal of amendment
27 Feb 23
CORRESP
Correspondence with SEC
31 Jan 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
30 Dec 22
CORRESP
Correspondence with SEC
21 Dec 22
N-CEN
Annual report (registered investment company)
14 Dec 22
N-CSR
Certified annual shareholder report (management investment company)
2 Dec 22
N-PX
Annual report of proxy voting record
25 Aug 22
N-CEN
Annual report (registered investment company)
13 Jul 22
N-CSR
Certified annual shareholder report (management investment company)
6 Jul 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Jun 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Jan 22
N-CEN
Annual report (registered investment company)
13 Dec 21
N-CSR
Certified annual shareholder report (management investment company)
3 Dec 21
CORRESP
Correspondence with SEC
27 Sep 21
N-PX
Annual report of proxy voting record
17 Aug 21
N-CEN
Annual report (registered investment company)
9 Jul 21
N-CSR
Certified annual shareholder report (management investment company)
1 Jul 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
4 Jun 21
EFFECT
Notice of effectiveness
1 Apr 21
CORRESP
Correspondence with SEC
31 Mar 21
CORRESP
Correspondence with SEC
29 Jan 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
30 Dec 20
Latest ownership filings
NPORT-P
Quality Dividend Fund (Jan 2024 report)
25 Mar 24
NPORT-P
EIC Value Fund (Jan 2024 report)
25 Mar 24
NPORT-P
Pacific Capital Tax-Free Securities Fund (Jan 2024 report)
25 Mar 24
NPORT-P
Polen Bank Loan Fund (Jan 2024 report)
25 Mar 24
NPORT-P
Polen Global Growth Fund (Jan 2024 report)
25 Mar 24
NPORT-P
Polen U.S. High Yield Fund (Jan 2024 report)
25 Mar 24
NPORT-P
Polen International Growth Fund (Jan 2024 report)
25 Mar 24
NPORT-P
Polen Emerging Markets Growth Fund (Jan 2024 report)
25 Mar 24
NPORT-P
Private Capital Management Value Fund (Jan 2024 report)
25 Mar 24
NPORT-P
Polen Growth Fund (Jan 2024 report)
25 Mar 24
NPORT-P
Polen U.S. SMID Company Growth Fund (Jan 2024 report)
25 Mar 24
NPORT-P
Polen Emerging Markets ex China Growth Fund (Jan 2024 report)
25 Mar 24
NPORT-P
Polen U.S. Small Company Growth Fund (Jan 2024 report)
25 Mar 24
NPORT-P
Polen Global SMID Company Growth Fund (Jan 2024 report)
25 Mar 24
NPORT-P
Polen Growth & Income Fund (Jan 2024 report)
25 Mar 24
NPORT-P
Pacific Capital Tax-Free Short Intermediate Securities Fund (Jan 2024 report)
25 Mar 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
23 Feb 24
NPORT-P
Monthly portfolio investment report
22 Feb 24
NPORT-P
Monthly portfolio investment report
22 Feb 24
NPORT-P
Monthly portfolio investment report
22 Feb 24
NPORT-P
Monthly portfolio investment report
22 Feb 24
NPORT-P
Pacific Capital Tax-Free Short Intermediate Securities Fund (Oct 2023 report)
26 Dec 23
NPORT-P
Pacific Capital Tax-Free Securities Fund (Oct 2023 report)
26 Dec 23
NPORT-P
Polen Upper Tier High Yield Fund (Oct 2023 report)
20 Dec 23
NPORT-P
Polen International Growth Fund (Oct 2023 report)
20 Dec 23
NPORT-P
Polen Bank Loan Fund (Oct 2023 report)
20 Dec 23
NPORT-P
Polen U.S. Small Company Growth Fund (Oct 2023 report)
20 Dec 23
NPORT-P
Polen Global SMID Company Growth Fund (Oct 2023 report)
20 Dec 23
NPORT-P
Quality Dividend Fund (Oct 2023 report)
20 Dec 23
NPORT-P
Polen Emerging Markets ex China Growth Fund (Oct 2023 report)
20 Dec 23
NPORT-P
EIC Value Fund (Oct 2023 report)
20 Dec 23
NPORT-P
Polen Emerging Markets Growth Fund (Oct 2023 report)
20 Dec 23
NPORT-P
Polen Growth Fund (Oct 2023 report)
20 Dec 23
NPORT-P
Polen U.S. SMID Company Growth Fund (Oct 2023 report)
20 Dec 23
NPORT-P
Polen Global Growth Fund (Oct 2023 report)
20 Dec 23