Financial reports
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Aug 24
N-CEN
Annual report (registered investment company)
12 Feb 24
N-CSR
Certified annual shareholder report (management investment company)
8 Feb 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Aug 23
N-CEN
Annual report (registered investment company)
10 Feb 23
N-CSR
Certified annual shareholder report (management investment company)
6 Feb 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Aug 22
N-CEN
Annual report (registered investment company)
10 Feb 22
N-CSR
Certified annual shareholder report (management investment company)
3 Feb 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Aug 21
Current reports
8-K
Board of First Trust Specialty Finance and Financial Opportunities Fund Approves Conversion into an ETF and sets date of Annual Shareholder Meeting
10 Sep 24
8-K
Regulation FD Disclosure
29 Aug 24
8-K
Regulation FD Disclosure
23 Aug 24
8-K
Regulation FD Disclosure
25 Jul 24
8-K
Regulation FD Disclosure
11 Jul 24
8-K
Regulation FD Disclosure
18 Jun 24
8-K
Regulation FD Disclosure
31 May 24
8-K
Regulation FD Disclosure
18 Apr 24
8-K
Regulation FD Disclosure
7 Mar 24
8-K
First Trust Advisors Announces Proposed Reorganization of Four First Trust Advised Closed-End Funds into Three abrdn Advised Closed-End Funds
23 Oct 23
Proxies
N-PX
Annual report of proxy voting record
19 Aug 24
DEFA14A
Additional proxy soliciting materials
2 May 24
DEFA14A
Additional proxy soliciting materials
24 Apr 24
DEFA14A
Additional proxy soliciting materials
8 Apr 24
DEFA14A
Additional proxy soliciting materials
1 Apr 24
DEFA14A
Additional proxy soliciting materials
22 Mar 24
DEFA14A
Additional proxy soliciting materials
14 Mar 24
DEFA14A
Additional proxy soliciting materials
7 Mar 24
DEFA14A
Additional proxy soliciting materials
1 Mar 24
DEFA14A
Additional proxy soliciting materials
23 Feb 24
Other
CORRESP
Correspondence with SEC
9 Oct 20
EFFECT
Notice of effectiveness
19 Feb 15
CORRESP
Correspondence with SEC
18 Feb 15
CORRESP
Correspondence with SEC
23 Jan 15
CORRESP
Correspondence with SEC
21 Jul 14
CORRESP
Correspondence with SEC
19 Oct 10
NO ACT
No action letter
11 Jul 08
EFFECT
Notice of effectiveness
25 May 07
CERTNYS
Certification of approval for NYSE listing
14 May 07
Ownership
SC 13D/A
Saba Capital Management, L.P.
23 Sep 24
NPORT-P
First Trust Specialty Finance & Financial Opportunities Fund (May 2024 report)
24 Jul 24
SC 13D/A
Saba Capital Management, L.P.
14 May 24
SC 13D
Saba Capital Management, L.P.
29 Apr 24
NPORT-P
First Trust Specialty Finance & Financial Opportunities Fund (Feb 2024 report)
25 Apr 24
3
DEREK MALTBIE
18 Apr 24
SC 13G/A
LPL Financial LLC
9 Feb 24
NPORT-P
First Trust Specialty Finance & Financial Opportunities Fund (Nov 2023 report)
23 Jan 24
NPORT-P
First Trust Specialty Finance & Financial Opportunities Fund (Aug 2023 report)
26 Oct 23
3
Bronwyn Wright
12 Sep 23