Latest filings (excl ownership)
8-K
Entry into a Material Definitive Agreement
20 May 24
424B5
Prospectus supplement for primary offering
15 May 24
8-K
Regulation FD Disclosure
14 May 24
424B5
Prospectus supplement for primary offering
13 May 24
8-K
Submission of Matters to a Vote of Security Holders
10 May 24
10-Q
2024 Q1
Quarterly report
2 May 24
8-K
Key Financial Results
30 Apr 24
ARS
2023 FY
Annual report to shareholders
28 Mar 24
DEFA14A
Additional proxy soliciting materials
28 Mar 24
DEF 14A
Definitive proxy
28 Mar 24
8-K
Departure of Directors or Certain Officers
29 Feb 24
10-K
2023 FY
Annual report
21 Feb 24
8-K
Amendments to Articles of Incorporation or Bylaws
20 Feb 24
8-K
LPL Financial to Acquire Atria Wealth Solutions
13 Feb 24
8-K
Fourth Quarter 2023 Key Financial Results
1 Feb 24
8-K
Entry into a Material Definitive Agreement
17 Nov 23
424B5
Prospectus supplement for primary offering
13 Nov 23
8-K
Regulation FD Disclosure
9 Nov 23
FWP
Free writing prospectus
8 Nov 23
424B5
Prospectus supplement for primary offering
8 Nov 23
EFFECT
Notice of effectiveness
2 Nov 23
10-Q
2023 Q3
Quarterly report
31 Oct 23
CORRESP
Correspondence with SEC
30 Oct 23
S-3/A
Shelf registration (amended)
27 Oct 23
CORRESP
Correspondence with SEC
27 Oct 23
8-K
Key Financial Results
26 Oct 23
S-3/A
Shelf registration (amended)
17 Oct 23
CORRESP
Correspondence with SEC
17 Oct 23
UPLOAD
Letter from SEC
6 Oct 23
S-3
Shelf registration
22 Sep 23
8-K
Strategic Relationship Agreement to Expand Retail Wealth Management Capabilities and Drive Growth
24 Aug 23
10-Q
2023 Q2
Quarterly report
1 Aug 23
8-K
Key Financial Results
27 Jul 23
8-K
Departure of Directors or Certain Officers
12 May 23
10-Q
2023 Q1
Quarterly report
2 May 23
8-K
Key Financial Results
27 Apr 23
ARS
2022 FY
Annual report to shareholders
30 Mar 23
DEFA14A
Additional proxy soliciting materials
30 Mar 23
DEF 14A
Definitive proxy
30 Mar 23
10-K
2022 FY
Annual report
23 Feb 23
Latest ownership filings
4
Corey E. Thomas
14 May 24
4
RICHARD P SCHIFTER
14 May 24
4
James S Putnam
14 May 24
4
ANNE M MULCAHY
14 May 24
4
Allison Mnookin
14 May 24
4
Albert J Ko
14 May 24
4
William Francis Glavin Jr
14 May 24
4
PAULETT EBERHART
14 May 24
4
EDWARD C BERNARD
14 May 24
4
Corey E. Thomas
28 Mar 24
4
RICHARD P SCHIFTER
28 Mar 24
4
James S Putnam
28 Mar 24
4
Allison Mnookin
28 Mar 24
4
William Francis Glavin Jr
28 Mar 24
4
PAULETT EBERHART
28 Mar 24
4
EDWARD C BERNARD
28 Mar 24
4
Richard Steinmeier
27 Feb 24
4
Kabir Sethi
27 Feb 24
4
Aneri Jambusaria
27 Feb 24
4
Greg Gates
27 Feb 24
4
Matthew Enyedi
27 Feb 24
4
Althea Brown
27 Feb 24
4
Matthew J Audette
27 Feb 24
4
Dan H. Arnold
27 Feb 24
144
Notice of proposed sale of securities
26 Feb 24
144
Notice of proposed sale of securities
26 Feb 24
144
Notice of proposed sale of securities
26 Feb 24
144
Notice of proposed sale of securities
26 Feb 24
144
Notice of proposed sale of securities
26 Feb 24
144
Notice of proposed sale of securities
26 Feb 24
144
Notice of proposed sale of securities
26 Feb 24
144
Notice of proposed sale of securities
23 Feb 24
4
Matthew Enyedi
22 Feb 24
4
Dan H. Arnold
22 Feb 24
144
Notice of proposed sale of securities
21 Feb 24
144
Notice of proposed sale of securities
20 Feb 24
144
Notice of proposed sale of securities
20 Feb 24
SC 13G/A
VANGUARD GROUP INC
13 Feb 24
SC 13G/A
BlackRock Inc.
12 Feb 24
4
Matthew J Audette
7 Feb 24