Latest filings (excl ownership)
N-PX
Annual report of proxy voting record
19 Aug 13
25-NSE
Exchange delisting
15 Jul 13
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Jul 13
425
Business combination disclosure
17 May 13
DEF 14A
Definitive proxy
25 Apr 13
CORRESP
Correspondence with SEC
19 Apr 13
PRE 14A
Preliminary proxy
27 Mar 13
N-CSR
Certified annual shareholder report (management investment company)
7 Jan 13
425
Business combination disclosure
18 Dec 12
425
Business combination disclosure
14 Dec 12
CORRESP
Correspondence with SEC
11 Dec 12
N-PX
Annual report of proxy voting record
29 Aug 12
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Jul 12
DEF 14A
Definitive proxy
2 Jul 12
N-CSR
Certified annual shareholder report (management investment company)
6 Jan 12
N-PX
Annual report of proxy voting record
26 Aug 11
DEFA14A
Additional proxy soliciting materials
29 Jul 11
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Jul 11
DEF 14A
Definitive proxy
22 Jun 11
PRE 14A
Preliminary proxy
3 Jun 11
POS EX
Additional exhibits for listing
5 Apr 11
N-CSR
Certified annual shareholder report (management investment company)
7 Jan 11
N-PX
Annual report of proxy voting record
26 Aug 10
AW
Withdrawal of amendment
8 Jul 10
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Jul 10
POS EX
Additional exhibits for listing
7 Jul 10
DEF 14A
Definitive proxy
18 Jun 10
EFFECT
Notice of effectiveness
17 Jun 10
CORRESP
Correspondence with SEC
16 Jun 10
CORRESP
Correspondence with SEC
9 Jun 10
CORRESP
Correspondence with SEC
1 Jun 10
UPLOAD
Letter from SEC
27 May 10
PRE 14A
Preliminary proxy
25 May 10
CORRESP
Correspondence with SEC
21 May 10
CORRESP
Correspondence with SEC
22 Apr 10
N-CSR
Certified annual shareholder report (management investment company)
8 Jan 10
CORRESP
Correspondence with SEC
4 Nov 09
EFFECT
Notice of effectiveness
30 Oct 09
CORRESP
Correspondence with SEC
28 Oct 09
UPLOAD
Letter from SEC
19 Oct 09