| Owner | Title | From | %Ownership |
|---|---|---|---|
| Morgan, Donald, Ellis | Chief Investment Officer/managing Partner | 01/2007 | 25-50% |
| Diminni, Rosario, (NMN) | Co-head of Trading | 01/2007 | 5-10% |
| Morgan 2017 Trust | Limited Partner | 01/2019 | 5-10% |
| Bleier, Steven, Aaron | Portfolio Manager, Co-head of Structured Credit | 01/2011 | 5-10% |
| Luis, Raymond, (NMN) | Senior Vice President, Finance/chief Administrative Officer | 08/2009 | < 5% |
| Pardon, Douglas, Carroll | Co-chief Investment Officer, Portfolio Manager of High Yield, Bank Loans, and Opportunistic Credit | 03/2007 | 10-25% |
| Garson, Raymond, Joseph | Head of Corporate Credit Research | 06/2009 | < 5% |
| Amf-bcm Finance LLC | Limited Partner | 01/2011 | 5-10% |
| Asset Management Finance, LLC | Member | 01/2011 | > 75% |
| Amf Acquisition, LLC | Member | 08/2008 | > 75% |
| Asset Management Finance Corporation | Member | 08/2008 | > 75% |
| Credit Suisse Holdings (Usa), Inc. | Shareholder | 08/2008 | > 75% |
| Credit Suisse | Shareholder | 12/1975 | > 75% |
| Credit Suisse Group Ag | Shareholder | 03/1982 | > 75% |
| Soeder, Gregory, Andrew | Head of Portfolio Strategy | 06/2011 | < 5% |
| Honneus, Brett, Winslow | Chief Technology & Information Officer | 01/2011 | < 5% |
| Ross, Dylan, March Pelletier | Portfolio Manager, Co-head of Structured Credit | 01/2014 | < 5% |
| Daniels, Aaron, Michael | General Counsel/chief Operating Officer | 01/2022 | < 5% |
| Brigade Capital Management GP, LLC | General Partner | 07/2014 | < 5% |
| Morgan, Donald, Ellis | Managing Member | 07/2014 | > 75% |
| Criscillo, Patrick, Vincent | Chief Financial Officer | 01/2016 | < 5% |
| Walker, Michael, Joseph | Co-head of Trading | 01/2018 | < 5% |
| Banerjee, Kunal, (NMN) | Senior Analyst | 01/2018 | < 5% |
| Perkal, Matthew, Harrison | Head of Spacs and Special Situations | 01/2018 | < 5% |
| Turilli, Joseph, Duilio | Director of Marketing | 01/2018 | < 5% |
| Diminni, Rosario, (NMN) | Trustee | 01/2019 | |
| Sablok, Sumit, (NMN) | Senior Analyst/portfolio Manager - Tech and Innovation Capital | 01/2018 | < 5% |
| Chaice, Christopher, (NMN) | Senior Director/senior Counsel - Restructuring and Private Credit | 01/2020 | < 5% |
| O'shea, Thomas, Michael | Head of European Investments | 01/2020 | < 5% |
| Pauley, Justin, Ross | Head of Clo Capital Markets | 01/2020 | < 5% |
| Robb, Patrick, Gordon | Senior Analyst | 01/2020 | < 5% |
| Scherr, Max, Abraham | Senior Analyst/portfolio Manager - Fig and Specialty Finance | 01/2021 | < 5% |
| Lefkowitz, Harley, Robert | Director of Risk | 01/2021 | < 5% |
| Baylis, John, Chester | Senior Analyst | 01/2022 | < 5% |
| Kreicher, Michael, Lawrence | Portfolio Manager-cmbs and Real Estate Opportunities | 01/2022 | < 5% |
| Tejwani, Gaurav, (NMN) | Portfolio Manager | 01/2022 | < 5% |
| Petitjean, Andrew, Lawrence | Global Clo Portfolio Manager | 01/2022 | < 5% |
| Altabef, Daniel, Horten | Chief Compliance Officer/counsel | 01/2023 | < 5% |
| Lebard, Luc, Antoine | Senior Analyst | 01/2023 | < 5% |
| Lee, Jenny, Y | Head of Private Credit | 11/2022 | < 5% |
| Fund structure | AUM | Fund type |
|---|---|---|
| Brigade Capital Management, LP | $25.60 bn | |
| Battalion Clo 17 LLC | Securitized Asset Fund | |
| Battalion Clo 17 LTD. | $377.78 mm | Securitized Asset Fund |
| Battalion Clo 18 LLC | Securitized Asset Fund | |
| Battalion Clo 18 LTD. | $376.62 mm | Securitized Asset Fund |
| Battalion Clo IX LLC | Securitized Asset Fund | |
| Battalion Clo IX LTD. | $464.41 mm | Securitized Asset Fund |
| Battalion Clo VII LLC | Securitized Asset Fund | |
| Battalion Clo VII LTD. | $2.17 mm | Securitized Asset Fund |
| Battalion Clo VIII LLC | Securitized Asset Fund | |
| Battalion Clo VIII LTD. | $456.41 mm | Securitized Asset Fund |
| Battalion Clo X LLC | Securitized Asset Fund | |
| Battalion Clo X LTD. | $380.24 mm | Securitized Asset Fund |
| Battalion Clo XI LLC | Securitized Asset Fund | |
| Battalion Clo XI LTD. | $598.46 mm | Securitized Asset Fund |
| Battalion Clo XII LLC | Securitized Asset Fund | |
| Battalion Clo XII LTD. | $556.15 mm | Securitized Asset Fund |
| Battalion Clo XIV LLC | Securitized Asset Fund | |
| Battalion Clo XIV LTD. | $533.00 mm | Securitized Asset Fund |
| Battalion Clo XIX LLC | Securitized Asset Fund | |
| Battalion Clo XIX LTD. | $378.51 mm | Securitized Asset Fund |
| Battalion Clo XV LLC | Securitized Asset Fund | |
| Battalion Clo XV LTD. | $377.85 mm | Securitized Asset Fund |
| Battalion Clo XVI LLC | Securitized Asset Fund | |
| Battalion Clo XVI LTD. | $375.95 mm | Securitized Asset Fund |
| Battalion Clo XX LLC | Securitized Asset Fund | |
| Battalion Clo XX LTD. | $376.14 mm | Securitized Asset Fund |
| Battalion Clo XXI LLC | Securitized Asset Fund | |
| Battalion Clo XXI LTD. | $374.34 mm | Securitized Asset Fund |
| Battalion Clo XXII LLC | Securitized Asset Fund | |
| Battalion Clo XXII LTD. | $374.84 mm | Securitized Asset Fund |
| Battalion Clo XXIII LLC | Securitized Asset Fund | |
| Battalion Clo XXIII LTD. | $390.21 mm | Securitized Asset Fund |
| Battalion Clo XXIV LLC | Securitized Asset Fund | |
| Battalion Clo XXIV LTD. | $280.74 mm | Securitized Asset Fund |
| Battalion Clo XXV LLC | Securitized Asset Fund | |
| Battalion Clo XXV LTD. | $27.89 mm | Securitized Asset Fund |
| Battalion Clo XXVI LTD. | Securitized Asset Fund | |
| Brigade Cavalry Fund LTD. | $80.53 mm | Hedge Fund |
| Brigade Cavalry Fund LP | $39.88 mm | Hedge Fund |
| Brigade Credit Fund II LTD. | $1.91 bn | Hedge Fund |
| Brigade Credit Fund II LP | $314.94 mm | Hedge Fund |
| Brigade Credit Offshore Fund II LTD. | $1.58 bn | Hedge Fund |
| Brigade Credit Relative Value Fund LTD. | $785.65 mm | Hedge Fund |
| Brigade Credit Relative Value Fund LP | $1.56 mm | Hedge Fund |
| Brigade Credit Relative Value Offshore Fund LTD. | $574.58 mm | Hedge Fund |
| Brigade Debt Funding I LLC | Securitized Asset Fund | |
| Brigade Debt Funding I, LTD. | $348.33 mm | Securitized Asset Fund |
| Brigade Debt Funding II LLC | Securitized Asset Fund | |
| Brigade Debt Funding II, LTD. | $277.96 mm | Securitized Asset Fund |
| Brigade Dislocation Fund II LP | $183.28 mm | Private Equity Fund |
| Brigade Dislocation Offshore Fund II, LP | $57.73 mm | Private Equity Fund |
| Brigade Distressed Value Master Fund LTD. | $66.60 mm | Hedge Fund |
| Brigade Distressed Value Offshore Fund LTD. | ||
| Brigade Distressed Value Fund LP | $66.41 mm | Hedge Fund |
| Brigade Energy Opportunities Fund II LP | $278.93 k | Private Equity Fund |
| Brigade Energy Opportunities Fund LP | $438.60 k | Private Equity Fund |
| Brigade High Yield Fund LTD. | $310.24 mm | Hedge Fund |
| Brigade High Yield Fund LP | $310.12 mm | Hedge Fund |
| Brigade Leveraged Capital Structures Fund LTD. | $778.65 mm | Hedge Fund |
| Brigade Leveraged Capital Structures Offshore LTD. | $378.84 mm | Hedge Fund |
| Brigade Leveraged Capital Structures Fund LP | $247.04 mm | Hedge Fund |
| Brigade Loan Fund LTD. | $260.02 mm | Hedge Fund |
| Brigade Loan Offshore Fund LTD. | $259.93 mm | Hedge Fund |
| Brigade Opportunistic Credit LBG Fund LTD. | $863.58 mm | Hedge Fund |
| Brigade Spac Sponsor I LLC | $2.53 mm | Hedge Fund |
| Brigade Structured Credit Fund LTD. | $2.00 bn | Hedge Fund |
| Brigade Structured Credit Offshore Fund LTD. | $1.18 bn | Hedge Fund |
| Brigade Structured Credit Fund LP | $21.02 mm | Hedge Fund |
| Brigade Tactical Opportunities Fund LP | $10.13 mm | Hedge Fund |
| Brigade Tactical Opportunities Offshore Fund LP | ||
| M3-BRIGADE III Fpa LP | $3.17 mm | Hedge Fund |
| SC Credit Opportunities Mandate, LLC | $202.16 mm | Hedge Fund |
