Company profile
Latest filings (excl ownership)
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Apr 24
N-CEN/A
Annual report (registered investment company) (amended)
23 Jan 24
N-CEN
Annual report (registered investment company)
12 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
8 Jan 24
N-CEN/A
Annual report (registered investment company) (amended)
7 Nov 23
N-CEN
Annual report (registered investment company)
10 Oct 23
N-CSR
Certified annual shareholder report (management investment company)
6 Oct 23
N-PX
Annual report of proxy voting record
21 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
10 Jul 23
CORRESP
Correspondence with SEC
10 Apr 23
Latest ownership filings
NPORT-P
First Trust Merger Arbitrage ETF (Jan 2024 report)
27 Mar 24
NPORT-P
First Trust RiverFront Dynamic Developed International ETF (Jan 2024 report)
27 Mar 24
NPORT-P
First Trust Managed Municipal ETF (Jan 2024 report)
27 Mar 24
NPORT-P
First Trust Long/Short Equity ETF (Jan 2024 report)
27 Mar 24
NPORT-P
First Trust RiverFront Dynamic Europe ETF (Jan 2024 report)
27 Mar 24
NPORT-P
First Trust Preferred Securities and Income ETF (Jan 2024 report)
27 Mar 24
NPORT-P
First Trust Institutional Preferred Securities and Income ETF (Jan 2024 report)
27 Mar 24
NPORT-P
First Trust RiverFront Dynamic Emerging Markets ETF (Jan 2024 report)
27 Mar 24
NPORT-P
First Trust Emerging Markets Local Currency Bond ETF (Jan 2024 report)
27 Mar 24
NPORT-P
First Trust Horizon Managed Volatility Developed International ETF (Jan 2024 report)
21 Mar 24
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
First Trust California Municipal High Income ETF | FCAL | 5.17 | 2.29 | -0.02 | 222.48 mm | 278 | Jan 2024 |
First Trust Emerging Markets Local Currency Bond ETF | FEMB | -3.36 | -3.28 | -0.42 | 133.21 mm | 65 | Oct 2023 |
First Trust Horizon Managed Volatility Developed International ETF | HDMV | 5.44 | 4.34 | -0.76 | 37.39 mm | 175 | Jan 2024 |
First Trust Horizon Managed Volatility Domestic ETF | HUSV | 6.30 | 2.16 | 1.40 | 88.64 mm | 75 | Jan 2024 |
First Trust Horizon Managed Volatility Small/Mid ETF | HSMV | 6.24 | 6.53 | -1.59 | 17.39 mm | 200 | Jan 2024 |
First Trust Institutional Preferred Securities and Income ETF | FPEI | -0.53 | -0.48 | -1.46 | 1.05 bn | 172 | Oct 2023 |
First Trust Long/Short Equity ETF | FTLS | -0.48 | -0.86 | -0.38 | 1.02 bn | 394 | Oct 2023 |
First Trust Managed Municipal ETF | FMB | -0.83 | -2.22 | -1.15 | 1.83 bn | 1,325 | Oct 2023 |
First Trust Merger Arbitrage ETF | MARB | 1.85 | 0.39 | -0.50 | 72.02 mm | 24 | Oct 2023 |
First Trust Municipal High Income ETF | FMHI | 6.04 | 2.83 | 0.62 | 555.71 mm | 461 | Jan 2024 |
First Trust New York Municipal High Income ETF | FMNY | 6.30 | 2.55 | -0.01 | 17.85 mm | 61 | Jan 2024 |
First Trust Preferred Securities and Income ETF | FPE | -0.38 | -0.50 | -2.19 | 4.91 bn | 263 | Oct 2023 |
First Trust RiverFront Dynamic Developed International ETF | RFDI | -2.73 | -2.58 | -3.64 | 111.12 mm | 179 | Oct 2023 |
First Trust RiverFront Dynamic Emerging Markets ETF | RFEM | -4.79 | -0.49 | -2.09 | 34.51 mm | 125 | Oct 2023 |
First Trust RiverFront Dynamic Europe ETF | RFEU | -3.26 | -3.34 | -3.24 | 8.40 mm | 107 | Oct 2023 |
First Trust Short Duration Managed Municipal ETF | FSMB | 2.34 | 1.12 | 0.02 | 419.79 mm | 530 | Jan 2024 |
First Trust Ultra Short Duration Municipal ETF | FUMB | 0.75 | 0.45 | 0.15 | 219.01 mm | 190 | Jan 2024 |
Institutional ownership, Q3 2023
13F holders | Current |
---|---|
Total holders | 43 |
Opened positions | 1 |
Closed positions | 4 |
Increased positions | 24 |
Reduced positions | 10 |
13F shares | Current |
---|---|
Total value | 99.74 bn |
Total shares | 3.07 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
First Trust Portfolios | 890.69 k | $0.00 |
Miracle Mile Advisors | 556.08 k | $26.27 bn |
LPL Financial | 429.52 k | $20.29 bn |
Rockefeller Capital Management | 156.26 k | $7.38 bn |
MS Morgan Stanley | 154.28 k | $7.29 bn |
Jane Street | 107.04 k | $5.06 bn |
Citizens Business Bank | 89.57 k | $4.23 bn |
Westside Investment Management | 84.42 k | $3.99 bn |
RY Royal Bank Of Canada | 71.09 k | $3.36 bn |
Advisor | 44.36 k | $2.10 bn |