The CEA governs the regulation of commodity interest transactions, markets and intermediaries. The CEA provides for varying degrees of regulation of commodity interest transactions depending upon: (1) the type of instrument being traded (e.g., contracts for future delivery, forwards, options, swaps or spot contracts), (2) the type of commodity underlying the instrument (distinctions are made between instruments based on agricultural commodities, energy and metals commodities and financial commodities), (3) the nature of the parties to the transaction (e.g. retail or eligible contract participant), (4) whether the transaction is entered into on a principal-to-principal or intermediated basis, (5) the type of market on which the transaction occurs, and (6) whether the transaction is subject to clearing through a clearing organization.
Company profile
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
SEC CIK
Corporate docs
IRS number
262939256
Latest filings (excl ownership)
10-K
2018 FY
Annual report
26 Mar 19
8-K
UNITED STATES COMMODITY FUNDS LLC General Partner of the United States Short Oil Fund, LP
4 Dec 18
10-Q
2018 Q3
Quarterly report
13 Nov 18
8-K
Regulation FD Disclosure
30 Oct 18
8-K
Regulation FD Disclosure
27 Sep 18
25-NSE
Exchange delisting
12 Sep 18
EFFECT
Notice of effectiveness
7 Sep 18
POS AM
Prospectus update (post-effective amendment)
7 Sep 18
8-K
Regulation FD Disclosure
27 Aug 18
10-Q
2018 Q2
Quarterly report
13 Aug 18
Institutional ownership, Q4 2023
13F holders | Current |
---|---|
Total holders | 3 |
Opened positions | 0 |
Closed positions | 8 |
Increased positions | 0 |
Reduced positions | 0 |
13F shares | Current |
---|---|
Total value | 52.45 mm |
Total shares | 864.00 |
Total puts | 3.00 k |
Total calls | 1.20 k |
Total put/call ratio | 2.5 |
Largest owners | Shares | Value |
---|---|---|
Rosenberg Matthew Hamilton | 814.00 | $49.41 mm |
IFP Advisors | 50.00 | $3.04 mm |
Cutler | 0.00 | $0.00 |