nuveen is one of the world's largest asset managers, serving institutions, financial intermediaries and individual investors in more than 30 countries, providing investment expertise across the capital structure. in partnership with advisors and consultants, we create outcome-focused solutions that help investors achieve a more secure financial future. recognized as a leader in income generation, alternative investments and responsible investing, nuveen has award-winning capabilities that span both public and private asset classes. our investment approach is fueled by diversity of thought and a network of specialized investment teams with independent processes and best-in-class expertise.as the investment manager of tiaa, we honor a 100-plus year legacy of service and innovation based on enduring principles established by john nuveen and andrew carnegie. inspired by their vision, backed by size and scale, and empowered by private ownership, we are uniquely positioned to contribute mea
Company profile
Ticker
JLS
Exchange
CEO
Cedric H. Antosiewicz
Employees
Incorporated
Location
Fiscal year end
Former names
Nuveen Mortgage Opportunity Term Fund
SEC CIK
Corporate docs
JLS stock data
Latest filings (excl ownership)
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Sep 24
N-PX
Annual report of proxy voting record
29 Aug 24
N-CEN
Annual report (registered investment company)
15 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
7 Mar 24
8-K
Regulation FD Disclosure
6 Mar 24
8-K
Other Events
1 Mar 24
DEF 14A
Definitive proxy
27 Feb 24
8-K
Departure of Directors or Certain Officers
13 Oct 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Sep 23
N-PX
Annual report of proxy voting record
21 Aug 23
Latest ownership filings
SC 13G
FIRST TRUST PORTFOLIOS LP
18 Oct 24
NPORT-P
Nuveen Mortgage and Income Fund (Jun 2024 report)
28 Aug 24
4
Aashh Parekh
21 Jun 24
NPORT-P
Nuveen Mortgage and Income Fund (Mar 2024 report)
28 May 24
3
Mary Beth Ramsay
11 Mar 24
3
James N Nelson III
8 Mar 24
NPORT-P
Nuveen Mortgage and Income Fund (Dec 2023 report)
29 Feb 24
SC 13G
Relative Value Partners Group, LLC
12 Feb 24
SC 13G/A
SIT INVESTMENT ASSOCIATES INC
7 Feb 24
3
Michael A Forrester
11 Jan 24
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Nuveen Mortgage and Income Fund | – | 0.75 | 0.33 | -0.51 | 112.63 mm | 169 | Sep 2023 |
Institutional ownership, Q2 2024
6.6% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 9 |
Opened positions | 2 |
Closed positions | 23 |
Increased positions | 4 |
Reduced positions | 1 |
13F shares | Current |
---|---|
Total value | 6.50 bn |
Total shares | 360.80 k |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Allspring Global Investments | 152.31 k | $2.74 bn |
Private Client Services | 96.49 k | $1.74 bn |
Nations Financial Group Inc, | 36.54 k | $658.49 mm |
IFP Advisors | 31.07 k | $559.87 mm |
Raymond James Financial Services Advisors | 24.64 k | $443.92 mm |
Melfa Wealth Management | 15.86 k | $285.80 mm |
International Assets Investment Management | 2.96 k | $53.34 mm |
Eagle Bay Advisors | 700.00 | $12.72 mm |
Whittier Trust | 240.00 | $4.32 mm |
Proequities | 0.00 | $0.00 |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
21 Jun 24 | Aashh Parekh | Common Stock | Sell | Dispose S | No | No | 18.134 | 276 | 5.00 k | 4,401 |