Latest filings (excl ownership)
N-PX
Annual report of proxy voting record
20 Aug 20
N-CEN
Annual report (registered investment company)
10 Jul 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Jun 20
D/A
$50M in investment fund, sold $44.25M, 209 investors
18 May 20
N-CEN
Annual report (registered investment company)
11 Dec 19
N-CSR
Certified annual shareholder report (management investment company)
9 Dec 19
CORRESP
Correspondence with SEC
18 Oct 19
N-PX
Annual report of proxy voting record
20 Aug 19
N-CSRS
Certified semi-annual shareholder report (management investment company)
10 Jun 19
D/A
$50M in investment fund, sold $43.82M, 207 investors
13 May 19
N-CEN
Annual report (registered investment company)
13 Dec 18
N-CSR
Certified annual shareholder report (management investment company)
10 Dec 18
N-PX
Annual report of proxy voting record
28 Aug 18
N-CSRS
Certified semi-annual shareholder report (management investment company)
11 Jun 18
D/A
$50M in investment fund, sold $43.72M, 207 investors
16 May 18
N-CSR
Certified annual shareholder report (management investment company)
6 Dec 17
N-PX
Annual report of proxy voting record
14 Aug 17
D/A
$50M in investment fund, sold $43.26M, 203 investors
2 Aug 17
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Jun 17
CORRESP
Correspondence with SEC
13 Jan 17
N-CSR
Certified annual shareholder report (management investment company)
6 Dec 16
N-PX
Annual report of proxy voting record
22 Aug 16
D/A
$50M in investment fund, sold $41.78M, 199 investors
3 Jun 16
N-CSRS
Certified semi-annual shareholder report (management investment company)
26 May 16
CORRESP
Correspondence with SEC
3 Mar 16
N-CSR
Certified annual shareholder report (management investment company)
9 Dec 15
N-PX
Annual report of proxy voting record
27 Aug 15
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Jun 15
D/A
$50M in investment fund, sold $41.42M, 199 investors
12 May 15
N-CSR
Certified annual shareholder report (management investment company)
8 Dec 14
N-PX
Annual report of proxy voting record
31 Jul 14
N-CSRS
Certified semi-annual shareholder report (management investment company)
3 Jun 14
D/A
$50M in investment fund, sold $40.73M, 185 investors
29 Apr 14
N-CSR
Certified annual shareholder report (management investment company)
6 Jan 14
NT-NCSR
Notice of inability to timely file Form N-CSR
9 Dec 13
N-PX
Annual report of proxy voting record
29 Aug 13
N-CSRS
Certified semi-annual shareholder report (management investment company)
10 Jun 13
DEFA14A
Additional proxy soliciting materials
7 Mar 13
DEFR14A
Revised proxy
27 Feb 13
DEFR14A
Revised proxy
26 Feb 13
Latest ownership filings
3
Julie C Miller
9 Jul 20
NPORT-P
City National Rochdale Structured Claims Fixed Income Fund LLC (Mar 2020 report)
29 May 20
NPORT-P
City National Rochdale Structured Claims Fixed Income Fund LLC (Dec 2019 report)
28 Feb 20
3
James R. Wolford
23 Jan 20
3
Jon C. Hunt
23 Jan 20
3
Andrew S. Clare
23 Jan 20
3
Mitchell Cepler
23 Jan 20
3
Don Andrews
23 Jan 20
SC 13D
Beneficial ownership report
21 Jan 20
NPORT-P
City National Rochdale Structured Claims Fixed Income Fund LLC (Sep 2019 report)
21 Nov 19