PIMCO RAFI ESG U.S. ETF (RAFE)

Series	Ticker	%Monthly Return ?			$Assets	#Holdings	As of
PIMCO Dividend and Income Fund	PQIIX, PQIPX, PQIZX, PQICX	2.23	-1.54	-2.10	252.52 mm	926	Sep 2023
PIMCO RAE Emerging Markets Fund	PEIFX, PEPFX, PEAFX	7.78	-3.81	-1.65	1.41 bn	372	Sep 2023
PIMCO RAE Global ex-US Fund	PZRIX, PZRPX, PZRAX	5.13	-2.83	-2.39	87.33 mm	3	Sep 2023
PIMCO RAE International Fund	PPYIX, PPYPX, PPYAX	4.33	-2.51	-2.62	484.03 mm	316	Sep 2023
PIMCO RAE US Fund	PKAIX, PKAPX, PKAAX	3.65	-0.93	-2.18	1.13 bn	121	Sep 2023
PIMCO RAE US Small Fund	PMJIX, PMJPX, PMJAX	7.18	-2.81	-1.48	663.18 mm	177	Sep 2023
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF	MFEM	6.73	-5.50	-1.41	89.44 mm	806	Sep 2023
PIMCO RAFI Dynamic Multi-Factor International Equity ETF	MFDX	3.24	-2.93	-2.91	162.01 mm	1,242	Sep 2023
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF	MFUS	3.16	-1.53	-3.71	123.55 mm	836	Sep 2023
PIMCO RAFI ESG U.S. ETF	RAFE	3.14	-3.05	-3.84	37.82 mm	237	Sep 2023
PIMCO REALPATH Blend 2025 Fund	PPZRX, PPZDX, PPZAX	1.71	-2.22	-3.72	430.31 mm	30	Sep 2023
PIMCO REALPATH Blend 2030 Fund	PBPNX, PBPRX, PBPAX	2.13	-2.49	-3.92	535.14 mm	32	Sep 2023
PIMCO REALPATH Blend 2035 Fund	PDGZX, PDGDX, PDGAX	2.54	-2.60	-4.01	534.88 mm	23	Sep 2023
PIMCO REALPATH Blend 2040 Fund	PVPNX, PVPRX, PVPAX	2.87	-2.69	-4.13	474.88 mm	22	Sep 2023
PIMCO REALPATH Blend 2045 Fund	PVQNX, PVQDX, PVQAX	3.10	-2.77	-4.18	454.74 mm	22	Sep 2023
PIMCO REALPATH Blend 2050 Fund	PPQZX, PPQDX, PPQAX	3.24	-2.82	-4.19	426.02 mm	20	Sep 2023
PIMCO REALPATH Blend 2055 Fund	PRQZX, PRQDX, PRQAX	3.33	-2.86	-4.19	323.91 mm	19	Sep 2023
PIMCO REALPATH Blend 2060 Fund	PRBMX, PRBEX, PRBAX	3.38	-2.86	-4.11	97.90 mm	16	Sep 2023
PIMCO REALPATH Blend 2065 Fund	PBLLX, PBLIX, PBLMX	3.30	-2.82	-4.20	6.87 mm	15	Sep 2023
PIMCO REALPATH Blend Income Fund	PBRNX, PBRDX, PBRAX	1.55	-2.12	-3.55	328.67 mm	29	Sep 2023

Institutional ownership, Q4 2024

RAFE institutional ownership history Ownership history

52.1% owned by funds/institutions

13F holders	Current	Prev Q	Change
Total holders	24	20	+20.0%
Opened positions	5	20	-75.0%
Closed positions	1	0	NEW
Increased positions	8	0	NEW
Reduced positions	9	0	NEW

13F shares	Current	Prev Q	Change
Total value	43.29 bn	24.44 bn	+77.1%
Total shares	1.27 mm	724.00 k	+74.9%
Total puts	0.00	0.00
Total calls	0.00	0.00
Total put/call ratio	–	–	–

Largest owners	Shares	Value	Change
Sellwood Consulting	463.92 k	$16.86 bn	NEW
NWBI Northwest Bancshares	164.46 k	$5.98 bn	-4.8%
Arlington Financial Advisors	131.69 k	$4.79 bn	+3.8%
Balanced Rock Investment Advisor	110.88 k	$4.03 bn	-0.6%
GenWealth	80.68 k	$2.93 bn	-1.6%
Commonwealth Equity Services	75.92 k	$2.76 mm	+12.7%
Bruce G. Allen Investments	38.79 k	$1.41 bn	-3.7%
LPL Financial	36.48 k	$1.33 bn	+15.6%
Citadel Advisors	33.77 k	$1.23 bn	NEW
Advisor	17.42 k	$640.88 mm	+33.6%

Largest transactions	Shares	Bought/sold	Change
Sellwood Consulting	463.92 k	+463.92 k	NEW
Citadel Advisors	33.77 k	+33.77 k	NEW
BAC Bank of America	15.99 k	+15.99 k	NEW
RY Royal Bank of Canada	15.04 k	+15.04 k	NEW
Commonwealth Equity Services	75.92 k	+8.56 k	+12.7%
NWBI Northwest Bancshares	164.46 k	-8.29 k	-4.8%
Financial Insights	14.69 k	+7.05 k	+92.3%
LPL Financial	36.48 k	+4.93 k	+15.6%
Arlington Financial Advisors	131.69 k	+4.81 k	+3.8%
Advisor	17.42 k	+4.38 k	+33.6%

Data from 13F filings, for the last complete 13F reporting period. For most recent data, click the ownership history button. Values as filed, not updated for current price. Long positions only.