medley capital corp (mcc) is a financial services company located in 375 park ave, new york, new york, united states.
Company profile
Ticker
PFX
Exchange
Website
CEO
Brook Taube
Employees
Incorporated
Location
Fiscal year end
Former names
Medley Capital BDC LLC, Medley Capital Corp
SEC CIK
Corporate docs
Subsidiaries
PhenixFIN Small Business Fund GP, LLC • PhenixFIN Small Business Fund, LP • PhenixFIN SLF Funding I LLC • PhenixFIN Investment Holdings LLC • PhenixFIN Investment Holdings AAR LLC • PhenixFIN Investment Holdings AmveStar LLC • PhenixFIN Investment Holdings Omnivere LLC • PhenixFIN Investments, LLC • FlexFIN, LLC ...
IRS number
274576073
SEC advisor number
801-77920
FINRA CRD number
167354
AUM ?
$2.00 bn
(as of 15 May 20)
Accounts
25
(as of 15 May 20)
Employees
64
(29 investment advisory or research)
Address
PhenixFIN
445 PARK AVENUE
9TH FLOOR
NEW YORK
NY 10022
445 PARK AVENUE
9TH FLOOR
NEW YORK
NY 10022
Phone
212-759-0777
PFX stock data
Latest filings (excl ownership)
8-K
Submission of Matters to a Vote of Security Holders
15 Apr 24
ARS
2023 FY
Annual report to shareholders
26 Feb 24
DEF 14A
Definitive proxy
26 Feb 24
8-K
Entry into a Material Definitive Agreement
21 Feb 24
10-Q
2024 Q1
Quarterly report
8 Feb 24
8-K
PhenixFIN Corporation Announces Fiscal First Quarter 2024 Financial Results
8 Feb 24
10-K/A
2023 FY
Annual report (amended)
26 Jan 24
10-K
2023 FY
Annual report
22 Dec 23
8-K
PhenixFIN Corporation Announces Fiscal Year and Fourth Quarter 2023 Financial Results
22 Dec 23
10-Q
2023 Q3
Quarterly report
10 Aug 23
Transcripts
PFX
Earnings call transcript
2019 Q2
13 May 19
PFX
Earnings call transcript
2019 Q1
12 Feb 19
PFX
Earnings call transcript
2018 Q4
4 Dec 18
PFX
Earnings call transcript
2018 Q3
10 Aug 18
PFX
Earnings call transcript
2018 Q2
9 May 18
PFX
Earnings call transcript
2018 Q1
6 Feb 18
PFX
Earnings call transcript
2017 Q4
7 Dec 17
Latest ownership filings
Financial summary
Quarter (USD) | Sep 23 | Jun 23 | Mar 23 | Dec 22 | |
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Revenue | |||||
Cost of revenue | |||||
Operating income | |||||
Operating margin | |||||
Net income | |||||
Net profit margin | |||||
Cash on hand | |||||
Change in cash | |||||
Diluted EPS |
Annual (USD) | Sep 23 | Sep 22 | Sep 21 | Dec 20 | |
---|---|---|---|---|---|
Revenue | |||||
Cost of revenue | |||||
Operating income | |||||
Operating margin | |||||
Net income | |||||
Net profit margin | |||||
Cash on hand | |||||
Change in cash | |||||
Diluted EPS |
Cash burn rate (est.) | Burn method: Change in cash | Burn method: Operating income | Burn method: FCF (opex + capex) | Last Q | Avg 4Q | Last Q | Avg 4Q | Last Q | Avg 4Q |
---|---|---|---|---|---|---|
Cash on hand (at last report) | 5.99 mm | 5.99 mm | 5.99 mm | 5.99 mm | 5.99 mm | 5.99 mm |
Cash burn (monthly) | 1.63 mm | 1.40 mm | 2.68 mm | 552.91 k | 1.80 mm | 2.64 mm |
Cash used (since last report) | 11.33 mm | 9.72 mm | 18.61 mm | 3.84 mm | 12.49 mm | 18.34 mm |
Cash remaining | -5.34 mm | -3.73 mm | -12.62 mm | 2.14 mm | -6.50 mm | -12.35 mm |
Runway (months of cash) | -3.3 | -2.7 | -4.7 | 3.9 | -3.6 | -4.7 |
Institutional ownership, Q2 2023
36.0% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 19 |
Opened positions | 3 |
Closed positions | 2 |
Increased positions | 2 |
Reduced positions | 4 |
13F shares | Current |
---|---|
Total value | 15.28 bn |
Total shares | 742.56 k |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Northwestern Mutual Wealth Management | 161.56 k | $6.14 bn |
Adalta Capital Management | 130.50 k | $4.96 mm |
22NW Fund | 117.89 k | $0.00 |
22NW | 117.89 k | $4.48 bn |
MS Morgan Stanley | 69.34 k | $2.63 bn |
AFG American Financial | 64.33 k | $2.44 mm |
Amster Howard | 16.60 k | $596.00 k |
LGEN Legal & General | 16.58 k | $629.93 mm |
Almitas Capital | 15.34 k | $552.30 mm |
Confluence Investment Management | 14.55 k | $552.21 mm |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
11 Mar 24 | Ellida McMillan | Common Stock, $0.001 par value | Buy | Acquire P | No | No | 45.01 | 225 | 10.13 k | 1,336 |
1 Mar 24 | Lorber David A | Common Stock, $0.001 par value | Buy | Acquire P | Yes | No | 45.08 | 560 | 25.24 k | 3,000 |
1 Mar 24 | Lorber David A | Common Stock, $0.001 par value | Buy | Acquire P | No | No | 45.0799 | 18,934 | 853.54 k | 124,333 |
27 Feb 24 | Lorber David A | Common Stock, $0.001 par value | Buy | Acquire P | No | No | 44.97 | 927 | 41.69 k | 105,785 |
27 Feb 24 | Lorber David A | Common Stock, $0.001 par value | Buy | Acquire P | No | No | 44.97 | 927 | 41.69 k | 105,399 |
26 Feb 24 | Lorber David A | Common Stock, $0.001 par value | Buy | Acquire P | No | No | 44.06 | 175 | 7.71 k | 104,858 |
26 Feb 24 | Lorber David A | Common Stock, $0.001 par value | Buy | Acquire P | No | No | 44.06 | 175 | 7.71 k | 104,472 |
23 Feb 24 | Lorber David A | Common Stock, $0.001 par value | Buy | Acquire P | No | No | 44.48 | 1,686 | 74.99 k | 104,683 |
23 Feb 24 | Lorber David A | Common Stock, $0.001 par value | Buy | Acquire P | No | No | 44.5 | 1,300 | 57.85 k | 104,297 |
22 Sep 23 | Ellida McMillan | Common Stock, $0.001 par value | Buy | Acquire P | No | No | 38.53 | 100 | 3.85 k | 1,061 |