Nuwellis (NUWE) Environmental, Social & Governance (ESG) Data

Company Profile

Search within these filings

View filings

Exhibits within filings

Filing insights

Export filings list

Export a CSV file of filings or unique filing companies (up to first 5,000 results).

Download list of filings Download list of companies

External links

Employees

Data from SEC filings

Employee count

ESG framework mentions

In last year of SEC filings

Sustainability Accounting Standards Board (SASB)

No mentions

Global Reporting Initiative (GRI)

No mentions

Task Force on Climate-related Financial Disclosures (TCFD)

No mentions

UN Sustainable Development Goals (SDGs)

No mentions

ESG term mentions

In last year of SEC filings

Environment Materials Nature Offset Packaging Pandemic Raw Materials Water Access African American Asian Benefits Black Collective Bargaining Community Culture Customer Customer Satisfaction Death Demographic Disability Diversity Employee Employee Retention Engagement Ethnicity Gender General Data Protection Regulation Health Care Healthcare Hire Hiring Hispanic Human Resources Injuries Injury Labor Standards Latinx LGBTQ Overtime Perquisites Privacy Recall Reimbursement Retention Retirement Safety Satisfaction Skills Social Society Supplier Supply Chain Training Union Workforce Anti-corruption Assessment Assurance Audit Bonus Bribery Chronic Class Action Lawsuit Classified Clawback Commitment Controversy Corporate Governance Corporate Purpose Department of Ethics Executive Compensation Expert Fraud Goals Governance Hedging Incentive Independence Independent Innovation Innovative Investigation Lawsuit Lead Independent Director Leadership Litigation Long-term Majority Materiality Mission Negative Discretion Other Public Company Boards Oversee Oversight Perquisite Purpose R&D Reputation Reputational Research and Development Responsibility Responsible Special Meeting Strategy Targets Tax Tenure Voting Rights

Shareholder alignment

Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM

(a) At the annual meeting of stockholders (the “Annual Meeting”) of Nuwellis, Inc. (the “Company”) held on May 19, 2023, stockholders (i) elected two Class I director nominees to the Company’s board of directors to serve three-year terms; and (ii) approved, on an advisory basis, Baker Tilly US, LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023.

For Proposal 1, the two nominees receiving the highest number of “FOR” votes at the Annual Meeting were elected as Class I directors. Proposal 2 required the affirmative vote of holders of a majority of shares entitled to vote and present at the Annual Meeting, virtually via the internet or by proxy. The proposals are described in detail in the Company’s definitive proxy statement filed on April 7, 2023 with the Securities and Exchange Commission.

A total of 532,066 shares of the Company’s common stock were present at the Annual Meeting virtually or by proxy, which represents approximately 44% of the shares of common stock outstanding as of the record date for the Annual Meeting.

(b) The results of the voting are shown below.

Proposal 1 — Election of Directors

Class III Nominees	Votes For	Votes Withheld	Broker Non-Votes
Nestor Jaramillo, Jr.	94,426	38,338	399,302
Warren Watson	95,208	37,556	399,302

Proposal 2—Advisory Approval of Independent Registered Public Accounting Firm for 2023

Votes For	Votes Against	Votes Abstain
501,368	27,443	3,255