Latest filings (excl ownership)
S-1/A
IPO registration (amended)
17 Apr 24
PRE 14A
Preliminary proxy
9 Apr 24
8-K
Other Events
26 Mar 24
S-1/A
IPO registration (amended)
13 Mar 24
10-K
2023 FY
Annual report
11 Mar 24
8-K
Nuwellis, Inc. Announces Fourth Quarter and Full Year 2023 Financial Results
6 Mar 24
S-1/A
IPO registration (amended)
8 Feb 24
8-K
Other Events
6 Feb 24
S-1/A
IPO registration (amended)
5 Feb 24
S-1/A
IPO registration (amended)
30 Jan 24
S-1
IPO registration
18 Jan 24
8-K/A
Regulation FD Disclosure
9 Jan 24
8-K
Regulation FD Disclosure
8 Jan 24
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
13 Dec 23
10-Q
2023 Q3
Quarterly report
7 Nov 23
8-K
Nuwellis, Inc. Announces Third Quarter 2023 Financial Results
7 Nov 23
8-K
Nuwellis Announces Board of Directors Transition
1 Nov 23
8-K
Nuwellis Announces Pricing of $2.25 Million Public Offering of Series J Convertible Redeemable Preferred Stock and Warrants
17 Oct 23
424B4
Prospectus supplement with pricing info
13 Oct 23
8-K
Other Events
10 Oct 23
AW
Withdrawal of amendment
5 Oct 23
POS AM
Prospectus update (post-effective amendment)
4 Oct 23
EFFECT
Notice of effectiveness
2 Oct 23
S-1/A
IPO registration (amended)
29 Sep 23
CORRESP
Correspondence with SEC
29 Sep 23
CORRESP
Correspondence with SEC
29 Sep 23
UPLOAD
Letter from SEC
27 Sep 23
S-1
IPO registration
20 Sep 23
8-K
Departure of Directors or Certain Officers
18 Aug 23
10-Q
2023 Q2
Quarterly report
8 Aug 23
8-K
Nuwellis Announces Plan for Cfo Transition
8 Aug 23
8-K
Nuwellis, Inc. Announces Second Quarter 2023 Financial Results
8 Aug 23
D
Indefinite amount in options / securities to be acquired, 1 investor
26 Jun 23
8-K
Supply Agreement to Pilot Ultrafiltration Therapy Services Offering in Select Markets
20 Jun 23
8-K
Nuwellis Announces the Appointment of Mike McCormick to its Board of Directors
5 Jun 23
SD
Conflict minerals disclosure
25 May 23
8-K
Submission of Matters to a Vote of Security Holders
22 May 23
10-Q
2023 Q1
Quarterly report
9 May 23
8-K
Nuwellis, Inc. Announces First Quarter 2023 Financial Results
9 May 23
ARS
2022 FY
Annual report to shareholders
7 Apr 23
Latest ownership filings
4
Michael Kendrick McCormick
4 Jan 24
4
David McDonald
4 Jan 24
4
Archelle Georgiou Feldshon
4 Jan 24
3
David McDonald
1 Nov 23
3
Archelle Georgiou Feldshon
1 Nov 23
4
Robert Benjamin Scott
6 Sep 23
3
Robert Benjamin Scott
6 Sep 23
4
Michael Kendrick McCormick
5 Jun 23
3
Michael Kendrick McCormick
5 Jun 23
4
Jon W Salveson
23 May 23
4
GREGORY D WALLER
23 May 23
4
WARREN S WATSON
23 May 23
4
JOHN L ERB
23 May 23
4
Nestor Jr. Jaramillo
16 Mar 23
4
Nestor Jr. Jaramillo
7 Mar 23
4
NEIL P AYOTTE
7 Mar 23
SC 13G/A
Lind Global Fund II LP
13 Feb 23
4
Lynn Larson Blake
9 Jan 23
3
Lynn Larson Blake
28 Oct 22
SC 13G
Lind Global Fund II LP
20 Oct 22
4
WARREN S WATSON
26 May 22
4
GREGORY D WALLER
26 May 22
4
Jon W Salveson
26 May 22
4
Steven Frank Brandt
26 May 22
4
JOHN L ERB
26 May 22
4
NEIL P AYOTTE
4 Mar 22
4
George Montague
4 Mar 22
4
Nestor Jr. Jaramillo
4 Mar 22
SC 13G/A
Hudson Bay Capital Management LP
8 Feb 22
SC 13G/A
BIGGER CAPITAL FUND L P
3 Feb 22
SC 13G/A
Empery Asset Management, LP
20 Jan 22
4
JOHN L ERB
20 Aug 21
4
George Montague
1 Jul 21
3
George Montague
29 Jun 21
4/A
NEIL P AYOTTE
24 Jun 21
4
NEIL P AYOTTE
23 Jun 21
3
NEIL P AYOTTE
16 Jun 21
4
WARREN S WATSON
20 May 21
4
GREGORY D WALLER
20 May 21
4
Jon W Salveson
20 May 21