ClearBridge Energy Midstream Opportunity Fund (EMO)

Company Profile

ClearBridge Energy Midstream Opportunity Fund Inc. provides a portfolio of energy midstream entities including entities structured as both partnerships and corporations. The fund seeks a high level of total return with an emphasis on cash distributions. The fund is targets MLPs with long-lived assets, predictable cash flows and relatively low direct commodity exposure.

Company profile

Ticker

EMO

Exchange

NYSE

Website

www.leggmason.com/en-us/products/closed-end-funds/clearbridge-energy-midstream-opportunity-fund-inc.html

CEO

Jane Trust

Incorporated

Maryland

Location

New York

Fiscal year end

Nov 30

Sector

Finance and Insurance > Securities and Commodity Exchanges

Former names

ClearBridge Energy MLP Opportunity Fund Inc.

SEC CIK

0001517518

IRS number

451474578

EMO stock data

1M 1Y 5Y

Latest filings (excl ownership)

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DFAN14A

Additional proxy materials by non-management

11 Apr 23

DFAN14A

Additional proxy materials by non-management

10 Apr 23

DEFA14A

Additional proxy soliciting materials

31 Mar 23

DEFA14A

Additional proxy soliciting materials

30 Mar 23

DEFA14A

Additional proxy soliciting materials

29 Mar 23

DEFA14A

Additional proxy soliciting materials

28 Mar 23

DFAN14A

Additional proxy materials by non-management

27 Mar 23

DEFA14A

Additional proxy soliciting materials

24 Mar 23

DEFA14A

Additional proxy soliciting materials

17 Mar 23

DFRN14A

Revised proxy by non-management

10 Mar 23

Latest ownership filings

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Saba Capital Management, L.P.

Saba Capital Management, L.P.

ClearBridge Energy Midstream Opportunity Fund Inc. (Feb 2023 report)

27 Apr 23

Funds

Data from SEC filings

Series	Ticker	%Monthly Return ?			$Assets	#Holdings	As of
ClearBridge Energy Midstream Opportunity Fund Inc.	–	-6.02	8.04	-1.53	640.42 mm	30	Feb 2023

Institutional ownership, Q1 2023

EMO institutional ownership history Ownership history

45.0% owned by funds/institutions

13F holders	Current	Prev Q	Change
Total holders	56	60	-6.7%
Opened positions	4	16	-75.0%
Closed positions	8	8	–
Increased positions	17	9	+88.9%
Reduced positions	18	19	-5.3%

13F shares	Current	Prev Q	Change
Total value	398.66 bn	360.72 bn	+10.5%
Total shares	5.76 mm	5.59 mm	+3.0%
Total puts	0.00	0.00
Total calls	0.00	0.00
Total put/call ratio	–	–	–

Largest owners	Shares	Value	Change
Saba Capital Management	2.07 mm	$58.54 bn	+9.7%
MS Morgan Stanley	637.16 k	$17.99 bn	+2.3%
Sit Investment Associates	563.28 k	$15.91 mm	+125.3%
Woodline Partners	349.20 k	$9.86 bn	+9.1%
Raymond James Financial Services Advisors	349.04 k	$9.86 bn	-0.1%
McGowan Group Asset Management	312.86 k	$8.84 bn	-31.9%
Advisors Asset Management	159.97 k	$4.52 bn	+7.1%
RY Royal Bank Of Canada	155.11 k	$4.38 bn	-2.9%
Aristides Capital	143.88 k	$4.06 bn	-12.2%
Terril Brothers	137.12 k	$3.87 bn	-4.7%

Largest transactions	Shares	Bought/sold	Change
Sit Investment Associates	563.28 k	+313.27 k	+125.3%
1832 Asset Management	0.00	-201.26 k	EXIT
Saba Capital Management	2.07 mm	+183.67 k	+9.7%
McGowan Group Asset Management	312.86 k	-146.89 k	-31.9%
Almitas Capital	56.37 k	+47.57 k	+540.6%
Millennium Management	0.00	-42.58 k	EXIT
GS Goldman Sachs	41.78 k	+41.78 k	NEW
Woodline Partners	349.20 k	+29.19 k	+9.1%
Quantedge Capital Pte	36.24 k	-21.80 k	-37.6%
Aristides Capital	143.88 k	-19.95 k	-12.2%

Data from 13F filings, for the last complete 13F reporting period. For most recent data, click the ownership history button. Values as filed, not updated for current price. Long positions only.

Recent insider trades

EMO insider ownership history Insider history

Date	Owner	Security	Transaction	Code	Indirect	10b5-1	$Price	#Shares	$Value	#Remaining
6 Jun 23	Saba Capital Management	Common Stock	Buy	Acquire P	Yes	No	28.4	5,013	142.37 k	2,236,381
5 Jun 23	Saba Capital Management	Common Stock	Buy	Acquire P	Yes	No	28.48	3,784	107.77 k	2,231,368
30 May 23	Saba Capital Management	Common Stock	Buy	Acquire P	Yes	No	27.58	1,756	48.43 k	2,227,584
26 May 23	Saba Capital Management	Common Stock	Buy	Acquire P	Yes	No	27.79	8,173	227.13 k	2,225,828
25 May 23	Saba Capital Management	Common Stock	Buy	Acquire P	Yes	No	27.73	4,514	125.17 k	2,217,655
24 May 23	Saba Capital Management	Common Stock	Buy	Acquire P	Yes	No	28.13	17,536	493.29 k	2,213,141
23 May 23	Saba Capital Management	Common Stock	Buy	Acquire P	Yes	No	28.34	2,671	75.70 k	2,195,605
19 May 23	Saba Capital Management	Common Stock	Buy	Acquire P	Yes	No	28.92	35,807	1.04 mm	2,192,934

Data from 3, 4 and 5 filings. Values as filed, not updated for current price.

Press releases

From Benzinga Pro

ClearBridge Energy Midstream Opportunity Fund Inc. Announces Unaudited Balance Sheet Information as of May 31, 2023

7 Jun 23

ClearBridge Energy Midstream Opportunity Fund Inc. (NYSE:EMO) announced today the unaudited statement of assets and liabilities, the net asset value and asset coverage ratio of the Fund as of May 31, 2023. As of May

ClearBridge Energy Midstream Opportunity Fund Inc. Announces Unaudited Balance Sheet Information as of April 30, 2023

5 May 23

Saba Capital Demands Board Members Resign Following ClearBridge Energy Midstream Opportunity Fund's Annual Meeting

18 Apr 23

Common Shareholders Voted 74% for Saba vs. 26% for EMO All Shareholders (including the super-voting pfd) Voted 64% for Saba vs. 36% for EMO Exposes ClearBridge's Flawed Corporate Governance Structure and the Board's

ClearBridge Energy Midstream Opportunity Fund Inc. Announces Voting Results of 2023 Annual Meeting of Stockholders

14 Apr 23

ISS Recommends ClearBridge Energy Midstream Opportunity Fund Shareholders Vote FOR Saba Capital's Nominee on the GOLD Proxy Card

10 Apr 23