Candlewood Investment is a fund manager in New Fairfield with $185.12 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
SEC advisor number
801-71694
FINRA CRD number
154254
AUM ?
$185.12 mm
(as of 1 Jul 20)
Accounts
11
(as of 1 Jul 20)
Employees
7
(3 investment advisory or research)
Address
Candlewood Investment
555 THEODORE FREMD AVE
SUITE C-303
RYE
NY 10580
555 THEODORE FREMD AVE
SUITE C-303
RYE
NY 10580
Office hours
Monday - Friday, 8:00AM-6:00PM
Phone
212-493-4495
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Lau, Michael, Jung Awn | Chief Executive Officer and Managing Partner (Limited Partner) of Cig, LP | 06/2010 | 50-75% |
Koenig, David, Erwin | Managing Partner (Limited Partner) of Cig, LP | 06/2010 | 10-25% |
Candlewood Investment Group General, LLC | General Partner of Cig, LP | 06/2010 | < 5% |
Lau, Michael, Jung Awn | Managing Member of Candlewood Investment Group General, LLC | 06/2010 | > 75% |
Iachello, Ericka, Leigh | Chief Financial Officer / Chief Compliance Officer | 05/2018 | < 5% |
McSherry, Michael, Andrew | Chief Operating Officer | 01/2020 | < 5% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Candlewood Investment Group, LP | $185.12 mm | |
Candlewood Constellation SPC LTD. - Candlewood Puerto Rico SP | $70.03 mm | Hedge Fund |
Candlewood Special Situations Master Fund II, L.P. | $22.96 mm | Private Equity Fund |
Candlewood Special Situations Intermediate Fund, L.P. - Class II | ||
Candlewood Special Situations Fund, L.P. - Class II | ||
Candlewood Special Situations Fund, LTD. - Class II | ||
Candlewood SPV III L.P. | $38.88 mm | Private Equity Fund |
CWD Summit, LLC - Candlewood Renewable Energy Series I | $187.00 k | Private Equity Fund |
Flagler Master Fund SPC LTD. - Class B Segregated Portfolio | $6.29 mm | Hedge Fund |
Flagler Offshore Fund LTD. |
Latest filings (excl ownership)
No filings
Latest ownership filings
SC 13G/A
MESA AIR GROUP INC
14 Feb 20
SC 13G
MESA AIR GROUP INC
14 Feb 19
13F-HR
Quarterly holdings report by institutional manager
14 Nov 18
13F-HR/A
Quarterly holdings report by institutional manager (amended)
30 Aug 18
13F-HR
Quarterly holdings report by institutional manager
6 Aug 18
13F-HR
Quarterly holdings report by institutional manager
15 May 18
13F-HR
Quarterly holdings report by institutional manager
8 Feb 18
SC 13G/A
Pacific Ethanol, Inc.
8 Feb 18
13F-HR
Quarterly holdings report by institutional manager
14 Nov 17
13F-HR
Quarterly holdings report by institutional manager
4 Aug 17