Mawer Investment Management

Company Profile

Company profile

Website

www.mawer.com

Incorporated

Location

Fiscal year end

Industry

SEC CIK

SEC advisor number

801-74336

FINRA CRD number

159100

AUM ?

$46.11 bn (as of 1 May 23)

Accounts

13,987 (as of 1 May 23)

Employees

219 (71 investment advisory or research)

Address

Mawer Investment Management
517 10TH AVENUE S. W.
SUITE 600
CALGARY
A0 T2R 0A8

Office hours

Monday - Friday, 7:30AM-4:30PM

Phone

403-262-4673

Brochures

Mawer Investment Management LTD. Adv Part 2 Brochure (31 Mar 23)

Ownership

Owner	Title	From	%Ownership
Hall, James, Colin	President, Director, Shareholder	01/2023	5-10%
Senyk, Craig, Douglas	Chair, Shareholder	01/2023	< 5%
Ragan, David, James	Director, Shareholder	01/2007	< 5%
Senyk Investment Management LTD.	Shareholder	06/2003	5-10%
Senyk, Craig, Douglas	Shareholder	06/2003	> 75%
Moroz, Paul, Joseph	Chief Investment Officer, Shareholder	01/2018	< 5%
Viswanathan, Vijay, NMN	Director of Research, Shareholder	04/2012	< 5%
Krieghoff Capital Management LTD.	Shareholder	01/2015	5-10%
Woo, Olivia, Min	Director, Shareholder	01/2018	< 5%
Western Plains Management LTD	Shareholder	01/2015	5-10%
Peterson, Gregory, Darren	Shareholder	01/2005	> 75%
Hall, James, Colin	Shareholder	12/1999	> 75%
Webb, Allison, Kim	Director, Chief Marketing and People Officer, Shareholder	03/2023	< 5%
Ritchie, Geoffrey, Grafton	Vice Chair, General Counsel, Shareholder	03/2023	< 5%
Zvaniga, Colin, Frank Hans	Chief Operating Officer, Shareholder	09/2016	< 5%
Poldaas, Sara, NMN	Director, Director of Portfolio Services, Shareholder	01/2020	< 5%
Ragan, David, James	Shareholder	04/2016	> 75%
Deckart, Christian, Helmut	Director, Deputy Chief Investment Officer, Shareholder	01/2020	< 5%
Broley, Robert, NMN	Director of Client Management, Shareholder	03/2023	< 5%
Fournell, Patrick, NMN	Director, Shareholder	01/2020	< 5%
Dawood, Nahid, NMN	Chief Compliance Officer (Canada)	03/2023	< 5%
Van Spronsen, Elyse, NMN	Corporate Secretary, Shareholder	03/2023	< 5%
Mawhinney, George, Nicholas	Chief Financial Officer, Mawer Investment Funds	10/2021	< 5%
Mcneil, John, NMN	Controller	10/2021	< 5%
Mittertreiner, Philip, Michael	Chief Learning Officer	10/2021	< 5%
Rising Rock LTD.	Shareholder	01/2022	5-10%
Lampert, Peter, Wray	Shareholder	12/2011	50-75%
Lepage, Marie-claude, NMN	Head, Risk Management and Chief Compliance Officer (Usa)	03/2023	< 5%
Confluence Capital Corp.	Shareholder	06/2021	5-10%
Jeff Mo Enterprises Inc.	Shareholder	06/2022	5-10%
Mo, Jeffrey, Yufei	Shareholder	12/2011	> 75%
Jackson, Kristina, NMN	Assistant Corporate Secretary	03/2023	< 5%
Buchanan, David, Marc	Director of Individual Client Management	03/2023	< 5%

Ownership

Fund structure	AUM	Fund type
Mawer Investment Management LTD.	$46.11 bn
Mawer Balanced Fund	$3.70 bn	Other Private Fund
Mawer Canadian Bond Fund	$2.82 bn	Other Private Fund
Mawer Canadian Equity Fund	$2.86 bn	Other Private Fund
Mawer Canadian Money Market Fund	$461.23 mm	Other Private Fund
Mawer Eafe Large Cap Fund LLC	$947.63 k	Other Private Fund
Mawer Emerging Markets Equity Fund	$218.17 mm	Other Private Fund
Mawer Emerging Markets Equity Fund LLC	$698.42 k	Other Private Fund
Mawer Global Balanced Fund	$1.40 bn	Other Private Fund
Mawer Global Equity Fund	$7.69 bn	Other Private Fund
Mawer Global Equity Fund LLC	$1.09 mm	Other Private Fund
Mawer Global Small Cap Fund	$2.32 bn	Other Private Fund
Mawer International Equity Fund	$5.31 bn	Other Private Fund
Mawer New Canada Fund	$995.81 mm	Other Private Fund
Mawer Tax Effective Balanced Fund	$1.19 bn	Other Private Fund
Mawer U.S. Equity Fund	$3.21 bn	Other Private Fund
Mawer U.S. Equity Fund LLC	$1.11 mm	Other Private Fund