Third Security

Company Profile

Website

Incorporated

Location

Fiscal year end

Industry

SEC CIK

IRS number

541923091

SEC advisor number

801-74161

FINRA CRD number

160690

AUM ?

$1.09 bn (as of 30 Jun 20)

Accounts

41 (as of 30 Jun 20)

Employees

21 (13 investment advisory or research)

Address

Third Security
THE GOVERNOR TYLER
1881 GROVE AVENUE
RADFORD
VA 24141

Office hours

Monday - Friday, 8:30 AM - 5:00 PM (ET)

Phone

5406337900

Brochures

Owner	Title	From	%Ownership
Kirk, Randal, Joe	Senior Managing Director & Chief Executive Officer	03/1999	> 75%
Fisher, Theodore, John	Senior Managing Director	03/2020	< 5%
Kirk, Julian, Patrick	Managing Director	03/2004	< 5%
Smith, Marcus, Elbert	Senior Managing Director, General Counsel & Chief Compliance Officer	03/1999	< 5%
Koppler, Doit, Leon	Managing Director & Treasurer	04/2001	< 5%
Herndon, Clifton, R	Managing Director & Controller	08/2007	< 5%
Langbehn, Sebastian	Managing Director	06/2020	< 5%

Fund structure	AUM	Fund type
Third Security, LLC	$1.09 bn
Kapital Joe, LLC	$123.81 mm	Hedge Fund
Mascara Kaboom, LLC	$30.32 mm	Hedge Fund
NRM VI Holdings I, LLC	$74.32 mm	Private Equity Fund
NRM VI Ee, LP
NRM VI Staff, LP
NRM VI KF, LP
New River Management VI, LP
NRM VII Holdings I, LLC	$48.69 mm	Private Equity Fund
New River Management VII, LP
NRM VII Ee, LP
NRM VII KF, LP
NRM VII Staff, LP
Third Security Capital Partners V, LLC	$74.24 mm	Hedge Fund
Third Security Incentive 2006 LLC	$3.95 mm	Hedge Fund
Third Security Incentive 2007 LLC	$7.88 mm	Hedge Fund
Third Security Incentive 2008 LLC	$10.99 mm	Hedge Fund
Third Security Incentive 2009 LLC	$11.35 mm	Hedge Fund
Third Security Incentive 2010 LLC	$14.52 mm	Hedge Fund
Third Security RNR II, LLC	$32.27 k	Other Private Fund
Third Security Senior Staff 2006 LLC	$26.10 mm	Hedge Fund
Third Security Senior Staff 2007 LLC	$48.57 mm	Hedge Fund
Third Security Senior Staff 2008 LLC	$40.51 mm	Hedge Fund
Third Security Senior Staff 2015 LLC	$6.27 mm	Hedge Fund
Third Security Senior Staff LLC	$49.04 mm	Hedge Fund
Third Security Staff 2001 LLC	$89.60 mm	Private Equity Fund
Third Security Staff 2006 LLC	$11.67 mm	Hedge Fund
Third Security Staff 2007 LLC	$23.43 mm	Hedge Fund
Third Security Staff 2008 LLC	$21.45 mm	Hedge Fund
Third Security Staff 2009 LLC	$22.32 mm	Hedge Fund
Third Security Staff 2010 LLC	$24.03 mm	Hedge Fund
Third Security Staff 2014 LLC	$26.92 k	Hedge Fund
Third Security Staff 2015 LLC	$6.27 mm	Hedge Fund
TS Aquaculture LLC	$17.88 mm	Hedge Fund