Guggenheim Credit Allocation Fund operates as a mutual fund closed-end investment. It seeks to achieve a total return of current income and capital appreciation. The company was founded on June 7, 2012 and is headquartered in Chicago, IL.
Company profile
Ticker
GGM, XGGMX
Exchange
CEO
Brian Binder
Employees
Incorporated
Location
Fiscal year end
Former names
Guggenheim Dynamic Opportunities Fund
SEC CIK
Corporate docs
GGM stock data
Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
15 Aug 22
25-NSE
Exchange delisting
25 Oct 21
424B5
Prospectus supplement for primary offering
20 Sep 21
N-PX
Annual report of proxy voting record
26 Aug 21
DEFA14A
Additional proxy soliciting materials
19 Aug 21
N-CEN
Annual report (registered investment company)
9 Aug 21
N-CSR
Certified annual shareholder report (management investment company)
6 Aug 21
DEF 14A
Definitive proxy
5 Mar 21
DEF 14A
Definitive proxy
3 Mar 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Feb 21
Latest ownership filings
NPORT-P
Guggenheim Credit Allocation Fund (Aug 2021 report)
27 Oct 21
SC 13G/A
FIRST TRUST PORTFOLIOS LP
8 Oct 21
NPORT-P
Guggenheim Credit Allocation Fund (May 2021 report)
28 Jul 21
NPORT-P
Guggenheim Credit Allocation Fund (Feb 2021 report)
28 Apr 21
NPORT-P
Guggenheim Credit Allocation Fund (Nov 2020 report)
29 Jan 21
SC 13G/A
FIRST TRUST PORTFOLIOS LP
29 Jan 21
4
RONALD E TOUPIN JR
4 Dec 20
NPORT-P
Guggenheim Credit Allocation Fund (Aug 2020 report)
27 Oct 20
NPORT-P
Guggenheim Credit Allocation Fund (May 2020 report)
29 Jul 20
NPORT-P
Guggenheim Credit Allocation Fund (Feb 2020 report)
28 Apr 20
Institutional ownership, Q3 2021
13F holders | Current |
---|---|
Total holders | 32 |
Opened positions | 8 |
Closed positions | 8 |
Increased positions | 11 |
Reduced positions | 5 |
13F shares | Current |
---|---|
Total value | 211.25 mm |
Total shares | 1.75 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
First Trust Portfolios | 718.56 k | $14.90 mm |
Yakira Capital Management | 339.10 k | $7.03 mm |
UBS UBS Group AG - Registered Shares | 160.51 k | $3.33 mm |
Advisor | 112.41 k | $2.33 mm |
IVZ Invesco | 92.27 k | $1.91 mm |
Clough Capital Partners L P | 40.20 k | $834.00 k |
Baird Financial | 38.37 k | $796.00 k |
Parisi Gray Wealth Management | 26.00 k | $539.00 k |
BAC Bank Of America | 21.67 k | $449.00 k |
Envestnet Asset Management | 21.49 k | $446.00 k |